We are live on ! Find out more
SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.23B
AUM Growth
+$180M
Cap. Flow
+$65.1M
Cap. Flow %
2.92%
Top 10 Hldgs %
95.13%
Holding
26
New
1
Increased
15
Reduced
6
Closed
1

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.2M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.3M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$7.37M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.06M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$5.31M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.98M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.08M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.7M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$21.5K

Sector Composition

Rank Sector Weight
1 Communication Services 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$413M 18.52%
2,006,910
-30,064
-1% -$6.17M
XLV icon
2
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$193M 8.67%
2,661,841
+72,468
+3% +$5.12M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$115B
$192M 8.61%
8,848,660
-138,548
-2% -$2.98M
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$192M 8.61%
3,761,773
-34,103
-0.9% -$1.7M
XLY icon
5
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$192M 8.6%
4,862,576
-52,498
-1% -$2.08M
XLF icon
6
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$191M 8.55%
9,027,390
+349,991
+4% +$7.37M
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$190M 8.51%
3,553,890
+61,038
+2% +$3.27M
XLU icon
8
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$190M 8.51%
8,678,344
-990
-0% -$21.5K
XLB icon
9
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$188M 8.43%
8,590,334
+317,850
+4% +$7.06M
XLE icon
10
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$181M 8.12%
6,031,516
+644,690
+12% +$21.2M
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$15.9M 0.71%
493,561
+474,061
+2,431% +$16.3M
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.2B
$10.4M 0.47%
91,000
+46,000
+102% +$5.31M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$78.5B
$10.2M 0.46%
170,900
+87,600
+105% +$5.28M
GLD icon
14
SPDR Gold Trust
GLD
$133B
$6.99M 0.31%
68,500
+3,700
+6% +$391K
TWTR
15
DELISTED
Twitter, Inc.
TWTR
$5.56M 0.25%
250,000
– –
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.13M 0.19%
124,700
– –
QQQ icon
17
Invesco QQQ Trust
QQQ
$450B
$1.54M 0.07%
13,600
+4,700
+53% +$524K
GLD icon
18
PUT
SPDR Gold Trust
GLD
$133B
$589K 0.03%
+37
New +$3.91K
TLT icon
19
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$444K 0.02%
3,700
– –
IYR icon
20
iShares US Real Estate ETF
IYR
$4.69B
$431K 0.02%
5,700
+100
+2% +$7.47K
FV icon
21
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$268K 0.01%
11,325
-175
-2% -$4.05K
OEF icon
22
PUT
iShares S&P 100 ETF
OEF
$19.9B
$238K 0.01%
3,028
+2,191
+262% +$201K
SPY icon
23
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$215K 0.01%
18,507
+6,950
+60% +$1.43M

Similar funds

SP
SurgoCap Partners New York $2.99B AUM 39.34% 1-Year Est. Return
B
Braidwell Stamford, Connecticut $3B AUM 46.72% 1-Year Est. Return
NC
NZS Capital Denver, Colorado $3B AUM 21.29% 1-Year Est. Return
DIG
Dragoneer Investment Group San Francisco, California $3B AUM 6.95% 1-Year Est. Return
PHAM
Pacific Heights Asset Management San Francisco, California $2.99B AUM 52.5% 1-Year Est. Return
PCM
Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return
SSM
Sound Shore Management Greenwich, Connecticut $2.98B AUM 22.67% 1-Year Est. Return
ROTUOC
Regents of the University of California Oakland, California $3.01B AUM 11.91% 1-Year Est. Return

Swan Global Investments's Q4 2015 Portfolio in Review

As of Q4 2015, Swan Global Investments held 26 positions worth $2.23B, up 8.8% from $2.05B the previous quarter. Its ten largest holdings account for 95% of the portfolio.

Swan Global Investments's Q4 2015 filing shows 1 new, 15 increased, 6 reduced and 1 closed positions. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $6.17M.

By sector, the portfolio is most concentrated in Communication Services at 0.25% of assets, down from 0.33% a quarter earlier.

  • Swan Global Investments added most to State Street Energy Select Sector SPDR ETF in Q4 2015, an estimated $21.2M increase.
  • Swan Global Investments's biggest Q4 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.17M.
  • Swan Global Investments's ten largest holdings make up 95% of its $2.23B portfolio in Q4 2015.
  • Swan Global Investments opened 1 new position and closed 1 in Q4 2015.
  • Swan Global Investments's portfolio value rose 8.8% quarter-over-quarter to $2.23B.

Based on Swan Global Investments's 13F filing for Q4 2015, filed 11 Feb 2016.