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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$4.32B
AUM Growth
+$372M
Cap. Flow
+$236M
Cap. Flow %
5.47%
Top 10 Hldgs %
94.03%
Holding
23
New
1
Increased
14
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$22.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.7M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$22.6M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$22.6M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$170K
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$130K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$129K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$129K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.99%
2 Communication Services 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$595M 13.78%
2,376,964
+84,958
+4% +$20.9M
XLV icon
2
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$404M 9.36%
4,973,887
+280,357
+6% +$22.5M
XLB icon
3
State Street Materials Select Sector SPDR ETF
XLB
$8.39B
$403M 9.33%
14,184,480
+822,028
+6% +$22.6M
XLI icon
4
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$402M 9.31%
5,680,853
+329,252
+6% +$22.6M
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$119B
$402M 9.3%
13,680,080
+782,714
+6% +$22.6M
XLU icon
6
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$386M 8.93%
14,524,122
+842,254
+6% +$22.6M
XLE icon
7
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
$385M 8.92%
11,254,034
+718,354
+7% +$23.4M
XLY icon
8
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$376M 8.7%
8,380,194
+505,230
+6% +$22.7M
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$373M 8.64%
6,907,279
+414,681
+6% +$22.8M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$336M 7.77%
13,046,310
+750,020
+6% +$18.7M
XLRE icon
11
State Street Real Estate Select Sector SPDR ETF
XLRE
$8B
$71M 1.64%
2,202,506
+125,768
+6% +$4.08M
EFA icon
12
iShares MSCI EAFE ETF
EFA
$77.9B
$55.4M 1.28%
813,600
+62,400
+8% +$4.17M
IWM icon
13
iShares Russell 2000 ETF
IWM
$76.9B
$50.9M 1.18%
344,000
+24,000
+8% +$3.38M
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$45M 1.04%
1,016,092
+82,000
+9% +$3.61M
GLD icon
15
SPDR Gold Trust
GLD
$145B
$8.64M 0.2%
70,700
-1,400
-2% -$170K
IEI icon
16
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$6M 0.14%
48,539
-1,047
-2% -$130K
SHY icon
17
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$5.86M 0.14%
69,406
-1,528
-2% -$129K
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$5.38M 0.12%
124,700
– –
TLT icon
19
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$4.59M 0.11%
36,900
– –
QQQ icon
20
Invesco QQQ Trust
QQQ
$474B
$3.91M 0.09%
27,100
-900
-3% -$129K
OEF icon
21
PUT
iShares S&P 100 ETF
OEF
$20.1B
$714K 0.02%
+3,324
New +$364K
TWTR
22
DELISTED
Twitter, Inc.
TWTR
$438K 0.01%
26,000
– –
FV icon
23
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
$286K 0.01%
10,975
– –

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Swan Global Investments's Q3 2017 Portfolio in Review

As of Q3 2017, Swan Global Investments held 23 positions worth $4.32B, up 9.4% from $3.95B the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Swan Global Investments deployed $236M of net new capital in Q3 2017, opening 1 new position and adding to 14 existing holdings.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Communication Services.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $170K trimmed.

  • Swan Global Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2017, an estimated $23.4M increase.
  • Swan Global Investments's biggest Q3 2017 reduction was SPDR Gold Trust, cutting an estimated $170K.
  • Swan Global Investments's ten largest holdings make up 94% of its $4.32B portfolio in Q3 2017.
  • Swan Global Investments opened 1 new position and closed 0 in Q3 2017.
  • Swan Global Investments's portfolio value rose 9.4% quarter-over-quarter to $4.32B.

Based on Swan Global Investments's 13F filing for Q3 2017, filed 7 Nov 2017.