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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.85B
AUM Growth
+$266M
Cap. Flow
+$207M
Cap. Flow %
7.26%
Top 10 Hldgs %
95.93%
Holding
23
New
–
Increased
18
Reduced
2
Closed
1

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$27.1M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$27M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$25.5M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$24.9M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$8.5M
2
GLD icon
SPDR Gold Trust
GLD
+$25.5K

Sector Composition

Rank Sector Weight
1 Communication Services 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$484M 17.03%
2,256,372
+171,424
+8% +$37.1M
XLK icon
2
State Street Technology Select Sector SPDR ETF
XLK
$115B
$261M 9.18%
10,957,852
+233,086
+2% +$5.42M
XLI icon
3
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$257M 9.03%
4,438,277
+388,466
+10% +$22.6M
XLE icon
4
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$255M 8.97%
7,563,300
+725,906
+11% +$24.9M
XLB icon
5
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$255M 8.96%
10,782,066
+1,060,876
+11% +$25.5M
XLY icon
6
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$253M 8.9%
6,366,704
+671,604
+12% +$27.1M
XLV icon
7
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$253M 8.9%
3,494,106
+260,035
+8% +$19.1M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$253M 8.89%
4,770,775
+496,486
+12% +$27M
XLU icon
9
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$252M 8.85%
10,077,264
+837,814
+9% +$21.3M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$206M 7.23%
10,728,004
-412,085
-4% -$8.5M
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$22.7M 0.8%
603,761
+31,300
+5% +$1.14M
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.2B
$21.7M 0.76%
176,000
+17,000
+11% +$2.07M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$78.5B
$21.1M 0.74%
358,400
+41,600
+13% +$2.41M
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$18.1M 0.64%
167,456
+23,624
+16% +$2.54M
TOTL icon
15
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$14.3M 0.5%
283,601
+42,956
+18% +$2.15M
TWTR
16
DELISTED
Twitter, Inc.
TWTR
$3.45M 0.12%
150,000
– –
IEF icon
17
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$3.31M 0.12%
29,500
+5,905
+25% +$662K
IEI icon
18
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$3.31M 0.12%
26,111
+5,281
+25% +$669K
TLH icon
19
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$3.31M 0.12%
22,752
+4,479
+25% +$652K
QQQ icon
20
Invesco QQQ Trust
QQQ
$450B
$2.82M 0.1%
23,900
+400
+2% +$46.2K
GLD icon
21
SPDR Gold Trust
GLD
$133B
$1.45M 0.05%
11,500
-200
-2% -$25.5K
FV icon
22
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$258K 0.01%
11,325
– –
SPY icon
23
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-1,150
Closed -$7.17M

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Swan Global Investments's Q3 2016 Portfolio in Review

As of Q3 2016, Swan Global Investments held 23 positions worth $2.85B, up 10% from $2.58B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments deployed $207M of net new capital in Q3 2016, adding to 18 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0.12% of assets, up from 0.1% a quarter earlier.

On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $8.5M trimmed.

  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $37.1M increase.
  • Swan Global Investments's biggest Q3 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $8.5M.
  • Swan Global Investments's ten largest holdings make up 96% of its $2.85B portfolio in Q3 2016.
  • Swan Global Investments opened 0 new positions and closed 1 in Q3 2016.
  • Swan Global Investments's portfolio value rose 10% quarter-over-quarter to $2.85B.

Based on Swan Global Investments's 13F filing for Q3 2016, filed 3 Nov 2016.