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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
-6.94%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.05B
AUM Growth
+$23.9M
Cap. Flow
+$174M
Cap. Flow %
8.49%
Top 10 Hldgs %
95.82%
Holding
25
New
4
Increased
14
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$33.4M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$28.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.6M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$18M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$13.4M

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6.13M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$5.57M

Sector Composition

Rank Sector Weight
1 Communication Services 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$390M 19.03%
2,036,974
+121,403
+6% +$24.6M
XLU icon
2
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$188M 9.16%
8,679,334
+553,490
+7% +$11.9M
XLY icon
3
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$182M 8.89%
4,915,074
+316,604
+7% +$12.2M
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$179M 8.73%
3,795,876
+210,167
+6% +$10.2M
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$115B
$177M 8.65%
8,987,208
+559,412
+7% +$11.5M
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$174M 8.49%
3,492,852
+342,331
+11% +$18M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$173M 8.41%
8,677,399
+630,545
+8% +$13.4M
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$171M 8.36%
2,589,373
+126,165
+5% +$9.22M
XLB icon
9
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$165M 8.05%
8,272,484
+1,295,984
+19% +$28.8M
XLE icon
10
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$165M 8.03%
5,386,826
+991,830
+23% +$33.4M
SPY icon
11
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$8.6M 0.42%
+11,557
New +$2.34M
GLD icon
12
SPDR Gold Trust
GLD
$133B
$6.99M 0.34%
64,800
– –
TWTR
13
DELISTED
Twitter, Inc.
TWTR
$6.74M 0.33%
250,000
– –
IWM icon
14
iShares Russell 2000 ETF
IWM
$80.2B
$4.91M 0.24%
45,000
+41,000
+1,025% +$4.86M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$78.5B
$4.78M 0.23%
83,300
+75,900
+1,026% +$4.69M
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.02M 0.2%
124,700
-168,700
-57% -$6.13M
QQQ icon
17
Invesco QQQ Trust
QQQ
$450B
$906K 0.04%
8,900
+6,300
+242% +$677K
EEM icon
18
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$639K 0.03%
19,500
-157,545
-89% -$5.57M
TLT icon
19
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$457K 0.02%
3,700
– –
IYR icon
20
iShares US Real Estate ETF
IYR
$4.69B
$397K 0.02%
+5,600
New +$408K
OEF icon
21
PUT
iShares S&P 100 ETF
OEF
$19.9B
$325K 0.02%
+837
New +$75.1K
FV icon
22
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$252K 0.01%
+11,500
New +$277K

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PHAM
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SSM
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ROTUOC
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Swan Global Investments's Q3 2015 Portfolio in Review

As of Q3 2015, Swan Global Investments held 25 positions worth $2.05B, up 1.2% from $2.03B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments deployed $174M of net new capital in Q3 2015, opening 4 new positions and adding to 14 existing holdings. Its largest new stake was iShares US Real Estate ETF: 5,600 shares worth $397K.

By sector, the portfolio is most concentrated in Communication Services at 0.33% of assets, down from 0.42% a quarter earlier.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $6.13M trimmed.

  • Swan Global Investments's largest Q3 2015 buy was iShares US Real Estate ETF: 5,600 shares worth $397K.
  • Swan Global Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2015, an estimated $33.4M increase.
  • Swan Global Investments's biggest Q3 2015 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $6.13M.
  • Swan Global Investments's ten largest holdings make up 96% of its $2.05B portfolio in Q3 2015.
  • Swan Global Investments opened 4 new positions and closed 0 in Q3 2015.
  • Swan Global Investments's portfolio value rose 1.2% quarter-over-quarter to $2.05B.

Based on Swan Global Investments's 13F filing for Q3 2015, filed 13 Nov 2015.