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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+7.75%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.55B
AUM Growth
-$573M
Cap. Flow
-$540M
Cap. Flow %
-21.14%
Top 10 Hldgs %
89.35%
Holding
24
New
–
Increased
4
Reduced
19
Closed
1

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.4K

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$23.7M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$10.3M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$10.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$9.57M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$887M 34.72%
2,351,100
+184,800
+9% +$71M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$467M 18.27%
1,170,028
+51,088
+5% +$19.6M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$219M 8.56%
500,300
-1,350,500
-73% -$519M
XLK icon
4
State Street Technology Select Sector SPDR ETF
XLK
$115B
$215M 8.42%
3,263,262
-373,334
-10% -$23.7M
XLV icon
5
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$125M 4.91%
917,188
-105,657
-10% -$14M
XLF icon
6
State Street Financial Select Sector SPDR ETF
XLF
$57.6B
$96M 3.76%
2,684,397
-305,476
-10% -$10.3M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$85.5M 3.35%
1,196,442
-137,300
-10% -$9.57M
XLI icon
8
State Street Industrial Select Sector SPDR ETF
XLI
$32.7B
$70M 2.74%
696,608
-91,260
-12% -$8.69M
XLC icon
9
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$59.6M 2.33%
1,200,681
-208,856
-15% -$10.2M
OEF icon
10
PUT
iShares S&P 100 ETF
OEF
$20.1B
$58.1M 2.27%
1,177,800
-84,900
-7% -$14.7M
XLP icon
11
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$57.8M 2.27%
758,916
-65,829
-8% -$4.8M
XLE icon
12
State Street Energy Select Sector SPDR ETF
XLE
$39B
$42.6M 1.67%
947,474
-88,106
-9% -$3.84M
IWM icon
13
iShares Russell 2000 ETF
IWM
$80.2B
$36.3M 1.42%
197,537
-12,363
-6% -$2.2M
EFA icon
14
iShares MSCI EAFE ETF
EFA
$78B
$31.4M 1.23%
473,100
-41,246
-8% -$2.58M
IEMG icon
15
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$25.7M 1.01%
551,700
-6,300
-1% -$287K
XLU icon
16
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$24.9M 0.97%
706,490
-45,438
-6% -$1.54M
XLB icon
17
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$22.3M 0.87%
547,198
-65,872
-11% -$2.53M
XLRE icon
18
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$22M 0.86%
572,247
-17,507
-3% -$646K
GLD icon
19
PUT
SPDR Gold Trust
GLD
$131B
$3.66M 0.14%
22,200
-500
-2% -$80.5K
GLD icon
20
SPDR Gold Trust
GLD
$131B
$3.6M 0.14%
22,200
-500
-2% -$80.5K
EEM icon
21
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$693K 0.03%
18,300
-41,250
-69% -$1.52M
OEF icon
22
CALL
iShares S&P 100 ETF
OEF
$20.1B
$648K 0.03%
10,800
+1,600
+17% +$276K
TLT icon
23
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$496K 0.02%
4,800
+500
+12% +$50.4K
QQQ icon
24
Invesco QQQ Trust
QQQ
$461B
– –
-1,137
Closed -$304K

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Swan Global Investments's Q4 2022 Portfolio in Review

As of Q4 2022, Swan Global Investments held 24 positions worth $2.55B, down 18% from $3.13B the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Swan Global Investments withdrew a net $540M in Q4 2022, closing 1 position and reducing 19 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $304K position sold in full.

Against the trend, Swan Global Investments added an estimated $19.6M to State Street SPDR S&P 500 ETF Trust.

  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2022, an estimated $19.6M increase.
  • Swan Global Investments's biggest Q4 2022 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $23.7M.
  • Swan Global Investments fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $304K.
  • Swan Global Investments's ten largest holdings make up 89% of its $2.55B portfolio in Q4 2022.
  • Swan Global Investments opened 0 new positions and closed 1 in Q4 2022.
  • Swan Global Investments's portfolio value fell 18% quarter-over-quarter to $2.55B.

Based on Swan Global Investments's 13F filing for Q4 2022, filed 10 Feb 2023.