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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
-13.14%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$4.8B
AUM Growth
+$280M
Cap. Flow
-$274M
Cap. Flow %
-5.72%
Top 10 Hldgs %
79.06%
Holding
34
New
10
Increased
8
Reduced
12
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.01M
2
GLD icon
SPDR Gold Trust
GLD
+$6.09M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.8M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.61M
5
IYR icon
iShares US Real Estate ETF
IYR
+$464K

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$77.9M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$57.1M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$36.8M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$22.7M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$22.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.98%
2 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$986M 20.57%
3,945,600
+3,883,582
+6,262% +$1.05B
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$520M 10.84%
2,097,913
+25,984
+1% +$7.01M
XLV icon
3
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$291M 6.06%
3,409,493
-406,718
-11% -$36.8M
XLU icon
4
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$289M 6.02%
10,937,974
-2,865,054
-21% -$77.9M
XLB icon
5
State Street Materials Select Sector SPDR ETF
XLB
$8.39B
$288M 6.01%
11,504,002
-837,278
-7% -$22.3M
XLY icon
6
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$286M 5.97%
5,845,290
-322,778
-5% -$17.1M
XLP icon
7
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$285M 5.95%
5,639,618
-1,053,321
-16% -$57.1M
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$119B
$282M 5.89%
9,200,290
-505,676
-5% -$17.1M
XLC icon
9
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$282M 5.88%
6,844,839
-505,404
-7% -$22.7M
XLI icon
10
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$281M 5.87%
4,413,323
-192,350
-4% -$13.6M
XLE icon
11
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
$275M 5.74%
9,649,412
+143,528
+2% +$4.8M
XLF icon
12
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$232M 4.85%
9,854,824
-589,328
-6% -$15.3M
OEF icon
13
PUT
iShares S&P 100 ETF
OEF
$20.1B
$140M 2.93%
2,841,100
+2,817,405
+11,890% +$339M
EFA icon
14
iShares MSCI EAFE ETF
EFA
$77.9B
$78.5M 1.64%
1,337,800
-22,200
-2% -$1.39M
IWM icon
15
iShares Russell 2000 ETF
IWM
$76.9B
$78.3M 1.63%
589,000
+1,000
+0.2% +$149K
XLRE icon
16
State Street Real Estate Select Sector SPDR ETF
XLRE
$8B
$53.9M 1.12%
1,741,277
-380,661
-18% -$12.3M
OEF icon
17
CALL
iShares S&P 100 ETF
OEF
$20.1B
$38M 0.79%
+645,800
New +$77.7M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$30.4M 0.63%
643,980
+33,220
+5% +$1.61M
EEM icon
19
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$26.6M 0.56%
678,813
-27,288
-4% -$1.09M
GLD icon
20
CALL
SPDR Gold Trust
GLD
$145B
$8.97M 0.19%
+69,100
New +$8.03M
GLD icon
21
SPDR Gold Trust
GLD
$145B
$6.34M 0.13%
+52,400
New +$6.09M
GLD icon
22
PUT
SPDR Gold Trust
GLD
$145B
$6.24M 0.13%
52,000
+48,671
+1,462% +$5.65M
QQQ icon
23
CALL
Invesco QQQ Trust
QQQ
$474B
$5.42M 0.11%
+31,000
New +$5.18M
QQQ icon
24
Invesco QQQ Trust
QQQ
$474B
$4.86M 0.1%
31,800
+300
+1% +$50.2K
IEI icon
25
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$4.64M 0.1%
38,279
– –
1
2

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Swan Global Investments's Q4 2018 Portfolio in Review

As of Q4 2018, Swan Global Investments held 34 positions worth $4.8B, up 6.2% from $4.52B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Swan Global Investments withdrew a net $274M in Q4 2018, reducing 12 holdings. Its largest reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $77.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Communication Services.

Against the trend, Swan Global Investments opened a new position in SPDR Gold Trust worth $6.34M.

  • Swan Global Investments's largest Q4 2018 buy was SPDR Gold Trust: 52,400 shares worth $6.34M.
  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $7.01M increase.
  • Swan Global Investments's biggest Q4 2018 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $77.9M.
  • Swan Global Investments's ten largest holdings make up 79% of its $4.8B portfolio in Q4 2018.
  • Swan Global Investments opened 10 new positions and closed 0 in Q4 2018.
  • Swan Global Investments's portfolio value rose 6.2% quarter-over-quarter to $4.8B.

Based on Swan Global Investments's 13F filing for Q4 2018, filed 11 Feb 2019.