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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$3.43B
AUM Growth
+$456M
Cap. Flow
+$396M
Cap. Flow %
11.54%
Top 10 Hldgs %
87.27%
Holding
30
New
–
Increased
5
Reduced
20
Closed
3

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$431K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.9M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$36.4M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$26.4M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$25.1M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.7M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.32B 38.52%
4,330,800
+1,909,400
+79% +$633M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$419M 12.21%
1,250,526
-117,488
-9% -$38.9M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$123B
$260M 7.57%
4,453,432
-643,622
-13% -$36.4M
XLV icon
4
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$183M 5.34%
1,735,851
-250,805
-13% -$26.4M
XLY icon
5
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$168M 4.9%
2,288,482
-334,862
-13% -$23.7M
XLC icon
6
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$162M 4.73%
2,734,369
-422,966
-13% -$25.1M
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$33.8B
$127M 3.71%
1,653,452
-265,559
-14% -$19.9M
OEF icon
8
PUT
iShares S&P 100 ETF
OEF
$20.5B
$121M 3.51%
2,644,800
+451,000
+21% +$69.4M
XLF icon
9
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
$119M 3.46%
4,929,855
-701,108
-12% -$17.1M
XLP icon
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$114M 3.31%
1,774,280
-289,099
-14% -$18.3M
XLB icon
11
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$99.4M 2.9%
3,124,658
-534,786
-15% -$16.6M
XLE icon
12
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$78.3M 2.28%
5,230,240
-773,294
-13% -$13.7M
XLU icon
13
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$72.1M 2.1%
2,428,582
-388,018
-14% -$11.5M
IWM icon
14
iShares Russell 2000 ETF
IWM
$83B
$36.6M 1.07%
244,600
-70,000
-22% -$10.5M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$79.2B
$36.1M 1.05%
567,800
-120,100
-17% -$7.69M
XLRE icon
16
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.61B
$30M 0.87%
849,668
-115,948
-12% -$4.13M
IEMG icon
17
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$26.5M 0.77%
502,300
-45,100
-8% -$2.36M
SPY icon
18
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$14.2M 0.42%
41,400
+10,600
+34% +$3.51M
EEM icon
19
iShares MSCI Emerging Markets ETF
EEM
$29.6B
$10.8M 0.31%
244,950
-22,700
-8% -$996K
GLD icon
20
PUT
SPDR Gold Trust
GLD
$133B
$9.61M 0.28%
53,400
+2,400
+5% +$431K
GLD icon
21
SPDR Gold Trust
GLD
$133B
$9.46M 0.28%
53,400
+2,400
+5% +$431K
OEF icon
22
CALL
iShares S&P 100 ETF
OEF
$20.5B
$8.6M 0.25%
166,900
-188,100
-53% -$28.9M
TLT icon
23
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$2.84M 0.08%
17,400
– –
QQQ icon
24
Invesco QQQ Trust
QQQ
$483B
$718K 0.02%
2,585
-3,915
-60% -$1.06M
QQQ icon
25
CALL
Invesco QQQ Trust
QQQ
$483B
$714K 0.02%
2,100
-5,100
-71% -$1.38M
1
2

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Swan Global Investments's Q3 2020 Portfolio in Review

As of Q3 2020, Swan Global Investments held 30 positions worth $3.43B, up 15% from $2.98B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments deployed $396M of net new capital in Q3 2020, adding to 5 existing holdings.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.9M trimmed.

  • Swan Global Investments added most to SPDR Gold Trust in Q3 2020, an estimated $431K increase.
  • Swan Global Investments's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.9M.
  • Swan Global Investments fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2020, selling an estimated $441K.
  • Swan Global Investments's ten largest holdings make up 87% of its $3.43B portfolio in Q3 2020.
  • Swan Global Investments opened 0 new positions and closed 3 in Q3 2020.
  • Swan Global Investments's portfolio value rose 15% quarter-over-quarter to $3.43B.

Based on Swan Global Investments's 13F filing for Q3 2020, filed 10 Nov 2020.