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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+9.54%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$551M
AUM Growth
–
Cap. Flow
+$486M
Cap. Flow %
88.22%
Top 10 Hldgs %
96%
Holding
11
New
10
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$266M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$25.9M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$25.5M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$25.4M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$24.9M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$278M 50.5%
+1,505,380
New +$266M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
0
– –
XLY icon
3
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$27.1M 4.93%
+812,516
New +$25.9M
XLI icon
4
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$27M 4.91%
+517,257
New +$25.4M
XLV icon
5
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$26.4M 4.79%
+476,058
New +$25.5M
XLF icon
6
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$26M 4.72%
+1,355,175
New +$24.9M
XLB icon
7
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$25.3M 4.6%
+1,095,796
New +$24.1M
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$115B
$25.1M 4.56%
+1,404,832
New +$23.8M
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$24.6M 4.46%
+554,888
New +$23.9M
XLP icon
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$24.1M 4.37%
+559,856
New +$23.6M
XLU icon
11
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$22M 4%
+1,159,098
New +$22.2M

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PHAM
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ROTUOC
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Swan Global Investments's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Swan Global Investments, which disclosed 11 positions worth $551M. Its ten largest holdings account for 96% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 1,505,380 shares worth $278M.

  • Swan Global Investments's largest Q4 2013 buy was State Street SPDR S&P 500 ETF Trust: 1,505,380 shares worth $278M.
  • Swan Global Investments's ten largest holdings make up 96% of its $551M portfolio in Q4 2013.
  • Swan Global Investments disclosed 11 positions in Q4 2013, its first 13F filing on record.

Based on Swan Global Investments's 13F filing for Q4 2013, filed 14 Feb 2014.