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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
+6.7%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$4.66B
AUM Growth
-$798M
Cap. Flow
-$553M
Cap. Flow %
-11.86%
Top 10 Hldgs %
80.77%
Holding
32
New
–
Increased
2
Reduced
28
Closed
–

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.2K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$54.1M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$52.1M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$41.1M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$37.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.98%
2 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$1.59B 34.12%
5,444,500
-910,000
-14% -$280M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$470M 10.08%
1,459,435
-204,142
-12% -$62.9M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$119B
$221M 4.75%
4,827,798
-1,216,586
-20% -$52.1M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$220M 4.72%
629,600
-993,900
-61% -$306M
XLV icon
5
State Street Health Care Select Sector SPDR ETF
XLV
$43.4B
$214M 4.59%
2,100,744
-562,253
-21% -$54.1M
XLB icon
6
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$213M 4.57%
6,927,926
-1,389,966
-17% -$41.1M
XLC icon
7
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$213M 4.57%
3,966,079
-728,722
-16% -$37.5M
XLI icon
8
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$212M 4.54%
2,596,136
-434,664
-14% -$34.7M
XLY icon
9
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$211M 4.52%
3,360,178
-559,430
-14% -$34M
XLP icon
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$201M 4.32%
3,192,404
-546,305
-15% -$33.7M
XLE icon
11
State Street Energy Select Sector SPDR ETF
XLE
$43.2B
$199M 4.28%
6,641,324
-1,087,310
-14% -$32.2M
XLU icon
12
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$199M 4.28%
6,168,298
-1,059,052
-15% -$33.6M
XLF icon
13
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$174M 3.73%
5,647,684
-1,187,087
-17% -$34.8M
OEF icon
14
PUT
iShares S&P 100 ETF
OEF
$20.1B
$96.8M 2.08%
1,730,700
-1,723,700
-50% -$237M
IWM icon
15
iShares Russell 2000 ETF
IWM
$76.8B
$49.1M 1.05%
296,531
-211,369
-42% -$33.4M
EFA icon
16
iShares MSCI EAFE ETF
EFA
$77.9B
$48.4M 1.04%
696,810
-532,690
-43% -$36M
XLRE icon
17
State Street Real Estate Select Sector SPDR ETF
XLRE
$8B
$40.2M 0.86%
1,039,338
-172,819
-14% -$6.69M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$26.4M 0.57%
490,680
-132,567
-21% -$6.83M
OEF icon
19
CALL
iShares S&P 100 ETF
OEF
$20.1B
$15.8M 0.34%
284,700
-193,600
-40% -$26.6M
EEM icon
20
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$13.2M 0.28%
293,700
-203,313
-41% -$8.73M
GLD icon
21
PUT
SPDR Gold Trust
GLD
$145B
$10.5M 0.23%
77,000
-1,300
-2% -$182K
GLD icon
22
SPDR Gold Trust
GLD
$145B
$7.44M 0.16%
52,067
-733
-1% -$102K
GLD icon
23
CALL
SPDR Gold Trust
GLD
$145B
$3.86M 0.08%
25,400
-800
-3% -$112K
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$2.76M 0.06%
20,395
+95
+0.5% +$13.2K
QQQ icon
25
CALL
Invesco QQQ Trust
QQQ
$474B
$2.21M 0.05%
9,200
-12,400
-57% -$2.48M
1
2

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Swan Global Investments's Q4 2019 Portfolio in Review

As of Q4 2019, Swan Global Investments held 32 positions worth $4.66B, down 15% from $5.46B the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Swan Global Investments withdrew a net $553M in Q4 2019, reducing 28 holdings. Its largest reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $62.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Communication Services.

Against the trend, Swan Global Investments added an estimated $13.2K to iShares 20+ Year Treasury Bond ETF.

  • Swan Global Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2019, an estimated $13.2K increase.
  • Swan Global Investments's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $62.9M.
  • Swan Global Investments's ten largest holdings make up 81% of its $4.66B portfolio in Q4 2019.
  • Swan Global Investments opened 0 new positions and closed 0 in Q4 2019.
  • Swan Global Investments's portfolio value fell 15% quarter-over-quarter to $4.66B.

Based on Swan Global Investments's 13F filing for Q4 2019, filed 12 Feb 2020.