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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+2.89%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.58B
AUM Growth
+$262M
Cap. Flow
+$228M
Cap. Flow %
8.85%
Top 10 Hldgs %
95.96%
Holding
25
New
1
Increased
19
Reduced
2
Closed
2

Top Buys

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$36.7M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$29M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$28.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$25.9M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$24.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$5.68M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.32M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.72M
4
TWTR
Twitter, Inc.
TWTR
+$1.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$431M 16.71%
2,084,948
+104,222
+5% +$21.6M
XLU icon
2
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$237M 9.2%
9,239,450
+1,151,218
+14% +$28.4M
XLE icon
3
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$231M 8.97%
6,837,394
+363,178
+6% +$12M
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$231M 8.94%
4,274,289
+545,542
+15% +$29M
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$115B
$230M 8.92%
10,724,766
+1,690,890
+19% +$36.7M
XLV icon
6
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$230M 8.91%
3,234,071
+344,062
+12% +$24.2M
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$223M 8.63%
4,049,811
+349,054
+9% +$19.5M
XLB icon
8
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$222M 8.6%
9,721,190
+269,038
+3% +$6.26M
XLY icon
9
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$221M 8.56%
5,695,100
+659,320
+13% +$25.9M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$220M 8.53%
11,140,089
+1,114,745
+11% +$22.6M
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$19.5M 0.76%
572,461
+53,400
+10% +$1.79M
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.2B
$17.9M 0.7%
159,000
+41,000
+35% +$4.63M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$78.5B
$17.4M 0.68%
316,800
+81,100
+34% +$4.67M
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$15.4M 0.6%
143,832
+19,229
+15% +$2.04M
TOTL icon
15
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$12M 0.47%
240,645
+32,025
+15% +$1.58M
SPY icon
16
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$7.17M 0.28%
+1,150
New +$239K
TLH icon
17
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$2.67M 0.1%
18,273
+1,759
+11% +$250K
IEF icon
18
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$2.66M 0.1%
23,595
+2,127
+10% +$235K
IEI icon
19
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.65M 0.1%
20,830
+1,896
+10% +$239K
TWTR
20
DELISTED
Twitter, Inc.
TWTR
$2.52M 0.1%
150,000
-70,000
-32% -$1.09M
QQQ icon
21
Invesco QQQ Trust
QQQ
$450B
$2.5M 0.1%
23,500
+11,000
+88% +$1.19M
GLD icon
22
SPDR Gold Trust
GLD
$133B
$1.47M 0.06%
11,700
-47,200
-80% -$5.68M
FV icon
23
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$250K 0.01%
11,325
– –
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-28,700
Closed -$3.72M
VWO icon
25
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-124,700
Closed -$4.32M

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Swan Global Investments's Q2 2016 Portfolio in Review

As of Q2 2016, Swan Global Investments held 25 positions worth $2.58B, up 11% from $2.32B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments deployed $228M of net new capital in Q2 2016, opening 1 new position and adding to 19 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0.1% of assets, down from 0.16% a quarter earlier.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $5.68M trimmed.

  • Swan Global Investments added most to State Street Technology Select Sector SPDR ETF in Q2 2016, an estimated $36.7M increase.
  • Swan Global Investments's biggest Q2 2016 reduction was SPDR Gold Trust, cutting an estimated $5.68M.
  • Swan Global Investments fully exited Vanguard FTSE Emerging Markets ETF in Q2 2016, selling an estimated $4.32M.
  • Swan Global Investments's ten largest holdings make up 96% of its $2.58B portfolio in Q2 2016.
  • Swan Global Investments opened 1 new position and closed 2 in Q2 2016.
  • Swan Global Investments's portfolio value rose 11% quarter-over-quarter to $2.58B.

Based on Swan Global Investments's 13F filing for Q2 2016, filed 10 Aug 2016.