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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.32B
AUM Growth
+$85.2M
Cap. Flow
+$48.1M
Cap. Flow %
2.08%
Top 10 Hldgs %
95.9%
Holding
30
New
5
Increased
11
Reduced
6
Closed
6

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$19M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.8M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$15.3M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$13M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$12.8M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$13.6M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.11M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.68M
4
GLD icon
SPDR Gold Trust
GLD
+$1.09M
5
TWTR
Twitter, Inc.
TWTR
+$526K

Sector Composition

Rank Sector Weight
1 Communication Services 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$408M 17.62%
1,980,726
-26,184
-1% -$5.11M
XLB icon
2
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$214M 9.22%
9,452,152
+861,818
+10% +$17.8M
XLI icon
3
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$206M 8.9%
3,700,757
+146,867
+4% +$7.59M
XLK icon
4
State Street Technology Select Sector SPDR ETF
XLK
$115B
$201M 8.67%
9,033,876
+185,216
+2% +$3.83M
XLE icon
5
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$200M 8.65%
6,474,216
+442,700
+7% +$12.8M
XLU icon
6
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$199M 8.61%
8,088,232
-590,112
-7% -$13.6M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$199M 8.61%
5,035,780
+173,204
+4% +$6.45M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$199M 8.58%
3,728,747
-33,026
-0.9% -$1.68M
XLF icon
9
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$199M 8.57%
10,025,344
+997,954
+11% +$19M
XLV icon
10
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$196M 8.48%
2,890,009
+228,168
+9% +$15.3M
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$17.8M 0.77%
519,061
+25,500
+5% +$790K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$78.5B
$13.6M 0.59%
235,700
+64,800
+38% +$3.57M
BOND icon
13
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$13.1M 0.57%
+124,603
New +$13M
IWM icon
14
iShares Russell 2000 ETF
IWM
$80.2B
$13M 0.56%
118,000
+27,000
+30% +$2.79M
TOTL icon
15
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$10.3M 0.44%
+208,620
New +$10.2M
GLD icon
16
SPDR Gold Trust
GLD
$133B
$6.9M 0.3%
58,900
-9,600
-14% -$1.09M
VWO icon
17
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.32M 0.19%
124,700
– –
TLT icon
18
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$3.72M 0.16%
28,700
+25,000
+676% +$3.2M
TWTR
19
DELISTED
Twitter, Inc.
TWTR
$3.6M 0.16%
220,000
-30,000
-12% -$526K
IEI icon
20
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.38M 0.1%
+18,934
New +$2.37M
IEF icon
21
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$2.36M 0.1%
+21,468
New +$2.34M
TLH icon
22
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$2.32M 0.1%
+16,514
New +$2.3M
QQQ icon
23
Invesco QQQ Trust
QQQ
$450B
$1.37M 0.06%
12,500
-1,100
-8% -$114K
FV icon
24
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$244K 0.01%
11,325
– –
GLD icon
25
PUT
SPDR Gold Trust
GLD
$133B
– –
-37
Closed -$589K
1
2

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Swan Global Investments's Q1 2016 Portfolio in Review

As of Q1 2016, Swan Global Investments held 30 positions worth $2.32B, up 3.8% from $2.23B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments's Q1 2016 filing shows 5 new, 11 increased, 6 reduced and 6 closed positions. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 124,603 shares worth $13.1M. The largest sale was State Street Utilities Select Sector SPDR ETF, an estimated $13.6M.

By sector, the portfolio is most concentrated in Communication Services at 0.16% of assets, down from 0.25% a quarter earlier.

  • Swan Global Investments's largest Q1 2016 buy was PIMCO Active Bond Exchange-Traded Fund: 124,603 shares worth $13.1M.
  • Swan Global Investments added most to State Street Financial Select Sector SPDR ETF in Q1 2016, an estimated $19M increase.
  • Swan Global Investments's biggest Q1 2016 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $13.6M.
  • Swan Global Investments fully exited iShares US Real Estate ETF in Q1 2016, selling an estimated $431K.
  • Swan Global Investments's ten largest holdings make up 96% of its $2.32B portfolio in Q1 2016.
  • Swan Global Investments opened 5 new positions and closed 6 in Q1 2016.
  • Swan Global Investments's portfolio value rose 3.8% quarter-over-quarter to $2.32B.

Based on Swan Global Investments's 13F filing for Q1 2016, filed 13 May 2016.