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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$4.69B
AUM Growth
+$682M
Cap. Flow
+$467M
Cap. Flow %
9.96%
Top 10 Hldgs %
92.74%
Holding
27
New
–
Increased
7
Reduced
15
Closed
1

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.68M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$500K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$392K
4
GLD icon
SPDR Gold Trust
GLD
+$385K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$368

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$22.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$9.62M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$9.5M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
26
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59B
$324K 0.01%
18,000
– –
TWTR
27
DELISTED
Twitter, Inc.
TWTR
– –
-10,217
Closed -$307K
1
2

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B
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NC
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DIG
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PHAM
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PCM
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SSM
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ROTUOC
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Swan Global Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Swan Global Investments held 27 positions worth $4.69B, up 17% from $4B the previous quarter. Its ten largest holdings account for 93% of the portfolio.

Swan Global Investments deployed $467M of net new capital in Q3 2021, adding to 7 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 0.01% a quarter earlier.

On the sell side, the largest reduction was State Street Technology Select Sector SPDR ETF, an estimated $22.3M trimmed.

  • Swan Global Investments added most to iShares Russell 2000 ETF in Q3 2021, an estimated $1.68M increase.
  • Swan Global Investments's biggest Q3 2021 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $22.3M.
  • Swan Global Investments fully exited Twitter, Inc. in Q3 2021, selling an estimated $307K.
  • Swan Global Investments's ten largest holdings make up 93% of its $4.69B portfolio in Q3 2021.
  • Swan Global Investments opened 0 new positions and closed 1 in Q3 2021.
  • Swan Global Investments's portfolio value rose 17% quarter-over-quarter to $4.69B.

Based on Swan Global Investments's 13F filing for Q3 2021, filed 12 Nov 2021.