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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.61B
AUM Growth
-$821M
Cap. Flow
-$1.47B
Cap. Flow %
-56.21%
Top 10 Hldgs %
87.41%
Holding
28
New
1
Increased
3
Reduced
18
Closed
2

Top Buys

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$44.4M
2
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$810K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$68.6M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$61.8M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$53.4M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$39.2M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$33.5M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
Invesco QQQ Trust
QQQ
$480B
$231K 0.01%
792
-1,793
-69% -$526K
QQQ icon
27
CALL
Invesco QQQ Trust
QQQ
$480B
– –
-2,100
Closed -$714K
QQQ icon
28
PUT
Invesco QQQ Trust
QQQ
$480B
– –
-2,100
Closed -$525K
1
2

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DIG
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PHAM
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PCM
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SSM
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ROTUOC
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Swan Global Investments's Q4 2020 Portfolio in Review

As of Q4 2020, Swan Global Investments held 28 positions worth $2.61B, down 24% from $3.43B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments withdrew a net $1.47B in Q4 2020, closing 2 positions and reducing 18 holdings. Its largest reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $68.6M.

Against the trend, Swan Global Investments added an estimated $44.4M to State Street Technology Select Sector SPDR ETF.

  • Swan Global Investments added most to State Street Technology Select Sector SPDR ETF in Q4 2020, an estimated $44.4M increase.
  • Swan Global Investments's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $68.6M.
  • Swan Global Investments's ten largest holdings make up 87% of its $2.61B portfolio in Q4 2020.
  • Swan Global Investments opened 1 new position and closed 2 in Q4 2020.
  • Swan Global Investments's portfolio value fell 24% quarter-over-quarter to $2.61B.

Based on Swan Global Investments's 13F filing for Q4 2020, filed 9 Feb 2021.