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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$3.43B
AUM Growth
+$456M
Cap. Flow
+$396M
Cap. Flow %
11.54%
Top 10 Hldgs %
87.27%
Holding
30
New
–
Increased
5
Reduced
20
Closed
3

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$431K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.9M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$36.4M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$26.4M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$25.1M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.7M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
PUT
Invesco QQQ Trust
QQQ
$478B
$525K 0.02%
2,100
-4,400
-68% -$1.19M
XLF icon
27
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$324K 0.01%
18,000
– –
GLD icon
28
CALL
SPDR Gold Trust
GLD
$143B
– –
-25,000
Closed -$3.8M
IEI icon
29
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-3,300
Closed -$441K
SHY icon
30
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-4,900
Closed -$424K
1
2

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PHAM
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SSM
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Swan Global Investments's Q3 2020 Portfolio in Review

As of Q3 2020, Swan Global Investments held 30 positions worth $3.43B, up 15% from $2.98B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments deployed $396M of net new capital in Q3 2020, adding to 5 existing holdings.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.9M trimmed.

  • Swan Global Investments added most to SPDR Gold Trust in Q3 2020, an estimated $431K increase.
  • Swan Global Investments's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.9M.
  • Swan Global Investments fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2020, selling an estimated $441K.
  • Swan Global Investments's ten largest holdings make up 87% of its $3.43B portfolio in Q3 2020.
  • Swan Global Investments opened 0 new positions and closed 3 in Q3 2020.
  • Swan Global Investments's portfolio value rose 15% quarter-over-quarter to $3.43B.

Based on Swan Global Investments's 13F filing for Q3 2020, filed 10 Nov 2020.