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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$5.46B
AUM Growth
+$353M
Cap. Flow
+$420M
Cap. Flow %
7.7%
Top 10 Hldgs %
78.94%
Holding
34
New
–
Increased
6
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.21M
2
GLD icon
SPDR Gold Trust
GLD
+$55.6K

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$44M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$27.6M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$25M

Sector Composition

Rank Sector Weight
1 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
Invesco QQQ Trust
QQQ
$481B
$4.04M 0.07%
21,600
-800
-4% -$152K
GLD icon
27
CALL
SPDR Gold Trust
GLD
$142B
$3.8M 0.07%
26,200
– –
QQQ icon
28
PUT
Invesco QQQ Trust
QQQ
$481B
$3.21M 0.06%
21,600
-800
-4% -$152K
TLT icon
29
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$2.9M 0.05%
20,300
-218
-1% -$30.3K
TWTR
30
DELISTED
Twitter, Inc.
TWTR
$1.07M 0.02%
26,000
– –
XLF icon
31
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$420K 0.01%
30,000
– –
IYR icon
32
iShares US Real Estate ETF
IYR
$4.57B
$233K ﹤0.01%
2,500
-3,400
-58% -$310K
HYG icon
33
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-2,500
Closed -$218K
ILCV icon
34
PUT
iShares Morningstar Value ETF
ILCV
$1.35B
– –
-11,600
Closed -$476K
1
2

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Swan Global Investments's Q3 2019 Portfolio in Review

As of Q3 2019, Swan Global Investments held 34 positions worth $5.46B, up 6.9% from $5.1B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Swan Global Investments deployed $420M of net new capital in Q3 2019, adding to 6 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0.02% of assets, up from 0.02% a quarter earlier.

On the sell side, the largest reduction was State Street Utilities Select Sector SPDR ETF, an estimated $44M trimmed.

  • Swan Global Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2019, an estimated $2.21M increase.
  • Swan Global Investments's biggest Q3 2019 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $44M.
  • Swan Global Investments fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2019, selling an estimated $218K.
  • Swan Global Investments's ten largest holdings make up 79% of its $5.46B portfolio in Q3 2019.
  • Swan Global Investments opened 0 new positions and closed 2 in Q3 2019.
  • Swan Global Investments's portfolio value rose 6.9% quarter-over-quarter to $5.46B.

Based on Swan Global Investments's 13F filing for Q3 2019, filed 8 Nov 2019.