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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.32B
AUM Growth
+$85.2M
Cap. Flow
+$48.1M
Cap. Flow %
2.08%
Top 10 Hldgs %
95.9%
Holding
30
New
5
Increased
11
Reduced
6
Closed
6

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$19M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.8M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$15.3M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$13M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$12.8M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$13.6M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.11M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.68M
4
GLD icon
SPDR Gold Trust
GLD
+$1.09M
5
TWTR
Twitter, Inc.
TWTR
+$526K

Sector Composition

Rank Sector Weight
1 Communication Services 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
26
iShares US Real Estate ETF
IYR
$4.57B
– –
-5,700
Closed -$431K
OEF icon
27
PUT
iShares S&P 100 ETF
OEF
$20.5B
– –
-3,028
Closed -$238K
SPY icon
28
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-18,507
Closed -$215K
1
2

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Swan Global Investments's Q1 2016 Portfolio in Review

As of Q1 2016, Swan Global Investments held 30 positions worth $2.32B, up 3.8% from $2.23B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments's Q1 2016 filing shows 5 new, 11 increased, 6 reduced and 6 closed positions. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 124,603 shares worth $13.1M. The largest sale was State Street Utilities Select Sector SPDR ETF, an estimated $13.6M.

By sector, the portfolio is most concentrated in Communication Services at 0.16% of assets, down from 0.25% a quarter earlier.

  • Swan Global Investments's largest Q1 2016 buy was PIMCO Active Bond Exchange-Traded Fund: 124,603 shares worth $13.1M.
  • Swan Global Investments added most to State Street Financial Select Sector SPDR ETF in Q1 2016, an estimated $19M increase.
  • Swan Global Investments's biggest Q1 2016 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $13.6M.
  • Swan Global Investments fully exited iShares US Real Estate ETF in Q1 2016, selling an estimated $431K.
  • Swan Global Investments's ten largest holdings make up 96% of its $2.32B portfolio in Q1 2016.
  • Swan Global Investments opened 5 new positions and closed 6 in Q1 2016.
  • Swan Global Investments's portfolio value rose 3.8% quarter-over-quarter to $2.32B.

Based on Swan Global Investments's 13F filing for Q1 2016, filed 13 May 2016.