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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2451
Artisan Partners
APAM
$3.04B
| $633K | ﹤0.01% |
9,709
-2,224
| -19% | -$133K |
|
2452
Orion Group Holdings
ORN
$419M
| $630K | ﹤0.01% |
+52,337
| New | +$608K |
|
|
TI
2453
DELISTED
Telecom Italia
TI
| $628K | ﹤0.01% |
63,062
-22,643
| -26% | -$211K |
|
2454
Coty
COTY
$2.47B
| $624K | ﹤0.01% |
+40,912
| New | +$643K |
|
2455
NVR
NVR
$17.1B
| $622K | ﹤0.01% |
606
-328
| -35% | -$311K |
|
2456
Liberty All-Star Equity Fund
USA
$1.85B
| $620K | ﹤0.01% |
103,925
-3,669
| -3% | -$20.9K |
|
|
DDC
2457
DELISTED
Dominion Diamond Corporation
DDC
| $620K | ﹤0.01% |
43,172
+4,770
| +12% | +$64.1K |
|
2458
Canadian Natural Resources
CNQ
$94.9B
| $613K | ﹤0.01% |
37,474
-7,591
| -17% | -$118K |
|
|
S
2459
DELISTED
Sprint Corporation
S
| $613K | ﹤0.01% |
57,020
+14,329
| +34% | +$108K |
|
|
AXLL
2460
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $613K | ﹤0.01% |
12,919
-3,950
| -23% | -$170K |
|
2461
First Citizens BancShares
FCNCA
$25.3B
| $612K | ﹤0.01% |
2,747
+101
| +4% | +$21.8K |
|
|
SKX
2462
DELISTED
Skechers
SKX
| $612K | ﹤0.01% |
55,452
-55,476
| -50% | -$578K |
|
|
HA
2463
DELISTED
Hawaiian Holdings, Inc.
HA
| $612K | ﹤0.01% |
63,593
-614
| -1% | -$5.16K |
|
2464
Norwegian Cruise Line
NCLH
$8.81B
| $611K | ﹤0.01% |
17,233
-87,241
| -84% | -$2.83M |
|
|
SVM
2465
Silvercorp Metals
SVM
$2.5B
| $607K | ﹤0.01% |
+264,966
| New | +$733K |
|
2466
Global Partners
GLP
$1.67B
| $606K | ﹤0.01% |
+17,059
| New | +$590K |
|
2467
HealthStream
HSTM
$844M
| $606K | ﹤0.01% |
18,501
-6,563
| -26% | -$224K |
|
2468
Signet Jewelers
SIG
$3.71B
| $606K | ﹤0.01% |
7,696
+2,056
| +36% | +$156K |
|
|
PMT
2469
PennyMac Mortgage Investment
PMT
$848M
| $605K | ﹤0.01% |
26,367
+1,262
| +5% | +$28.5K |
|
|
JTD
2470
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $605K | ﹤0.01% |
38,643
-5,016
| -11% | -$75.3K |
|
|
GDP
2471
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
| $604K | ﹤0.01% |
35,473
+18,955
| +115% | +$407K |
|
2472
Dine Brands
DIN
$450M
| $602K | ﹤0.01% |
7,197
+4,202
| +140% | +$331K |
|
2473
CALL
Vail Resorts
MTN
$5.3B
| $602K | ﹤0.01% |
8,000
-3,500
| -30% | -$253K |
|
2474
Kadant
KAI
$3.99B
| $599K | ﹤0.01% |
14,796
-294
| -2% | -$11.1K |
|
2475
WPP
WPP
$5.95B
| $599K | ﹤0.01% |
5,212
-11
| -0.2% | -$1.18K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.