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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIK
2426
DELISTED
Michaels Stores, Inc
MIK
$423K ﹤0.01%
18,829
-368
-2% -$7.74K
THRM icon
2427
Gentherm
THRM
$1.26B
$422K ﹤0.01%
10,772
-2,657
-20% -$95.1K
SCU
2428
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$420K ﹤0.01%
18,563
-5,694
-23% -$169K
SHLM
2429
DELISTED
Schulman (A.) Inc
SHLM
$419K ﹤0.01%
+13,324
New +$442K
HTLD icon
2430
Heartland Express
HTLD
$952M
$417K ﹤0.01%
20,839
-4,041
-16% -$82.1K
HEWG
2431
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
$417K ﹤0.01%
15,000
– –
VIVO
2432
DELISTED
Meridian Bioscience Inc
VIVO
$417K ﹤0.01%
30,125
-11,061
-27% -$155K
MITT
2433
TPG Mortgage Investment Trust
MITT
$226M
$416K ﹤0.01%
7,702
-824
-10% -$43.5K
CVRR
2434
DELISTED
CVR Refining, LP
CVRR
$415K ﹤0.01%
43,918
-18,364
-29% -$197K
BBL
2435
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$414K ﹤0.01%
13,285
-829
-6% -$28K
NXC
2436
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$413K ﹤0.01%
27,877
-11,873
-30% -$178K
ATHN
2437
DELISTED
Athenahealth, Inc.
ATHN
$411K ﹤0.01%
3,654
-9
-0.2% -$1.05K
FCB
2438
DELISTED
FCB Financial Holdings, Inc.
FCB
$409K ﹤0.01%
8,297
-1,248
-13% -$59.6K
AUO
2439
DELISTED
AU Optronics Corp
AUO
$409K ﹤0.01%
107,042
-16,656
-13% -$65.6K
PAG icon
2440
Penske Automotive Group
PAG
$14.2B
$408K ﹤0.01%
8,708
-6,907
-44% -$353K
OLED icon
2441
Universal Display
OLED
$3.69B
$407K ﹤0.01%
4,741
-86
-2% -$6.19K
DY icon
2442
Dycom Industries
DY
$12.4B
$406K ﹤0.01%
4,362
-2,248
-34% -$191K
NRO
2443
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$406K ﹤0.01%
80,058
-47,013
-37% -$238K
BRKR icon
2444
Bruker
BRKR
$9.63B
$404K ﹤0.01%
17,293
-46,870
-73% -$1.1M
DFP
2445
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$404K ﹤0.01%
16,451
-21,944
-57% -$537K
CSOD
2446
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$403K ﹤0.01%
10,335
+559
+6% +$23K
HELE icon
2447
Helen of Troy
HELE
$685M
$401K ﹤0.01%
4,234
-624
-13% -$58.9K
PFS icon
2448
Provident Financial Services
PFS
$3.28B
$401K ﹤0.01%
15,542
-252
-2% -$6.68K
FPL
2449
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$400K ﹤0.01%
29,547
-51,403
-63% -$694K
HAWK
2450
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$400K ﹤0.01%
9,808
+1,499
+18% +$55.6K
96 97
98
99 100

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.