GC
AUO

Guggenheim Capital’s AU Optronics Corp AUO Stock Holding History

Guggenheim Capital’s Portfolio AUO Stock Details AUO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-191,230
Closed -$470K – 2243
2019
Q3 		$470K Sell
191,230
-89,937
-32% -$235K ﹤0.01% 1647
2019
Q2 		$832K Sell
281,167
-62,461
-18% -$202K 0.01% 1432
2019
Q1 		$1.25M Sell
343,628
-57,939
-14% -$220K 0.01% 1281
2018
Q4 		$1.58M Sell
401,567
-74,170
-16% -$295K 0.01% 1160
2018
Q3 		$2M Buy
475,737
+43,162
+10% +$184K 0.01% 1236
2018
Q2 		$1.83M Buy
432,575
+82,260
+23% +$354K 0.01% 1304
2018
Q1 		$1.6M Buy
350,315
+50,621
+17% +$232K ﹤0.01% 1805
2017
Q4 		$1.25M Buy
299,694
+107,370
+56% +$447K ﹤0.01% 1966
2017
Q3 		$777K Buy
192,324
+83,044
+76% +$335K ﹤0.01% 2216
2017
Q2 		$498K Buy
109,280
+2,238
+2% +$8.98K ﹤0.01% 2404
2017
Q1 		$409K Sell
107,042
-16,656
-13% -$65.6K ﹤0.01% 2446
2016
Q4 		$438K Sell
123,698
-21,436
-15% -$79.2K ﹤0.01% 2470
2016
Q3 		$530K Buy
145,134
+23,933
+20% +$91.7K ﹤0.01% 2365
2016
Q2 		$423K Buy
121,201
+30,991
+34% +$87.6K ﹤0.01% 2424
2016
Q1 		$266K Buy
90,210
+52,659
+140% +$143K ﹤0.01% 2602
2015
Q4 		$109K Buy
37,551
+15,619
+71% +$44.6K ﹤0.01% 2831
2015
Q3 		$65K Buy
21,932
+2,439
+13% +$8.28K ﹤0.01% 2833
2015
Q2 		$87K Buy
19,493
+528
+3% +$2.61K ﹤0.01% 2909
2015
Q1 		$95K Buy
+18,965
New +$101K ﹤0.01% 2864

Other funds holding AUO

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return
AG
Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
RG
Renaissance Group Covington, Kentucky $2.39B AUM 27.81% 1-Year Est. Return
QCG
Quadrant Capital Group Cincinnati, Ohio $3.34B AUM 29.16% 1-Year Est. Return
DT
Diversified Trust Memphis, Tennessee $6.24B AUM 28.78% 1-Year Est. Return
VI
Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return
Comerica Bank
Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

Guggenheim Capital's AUO Position: Q4 2019 in Review

Guggenheim Capital sold out of AU Optronics Corp (AUO) in Q4 2019, closing a stake of 191,230 shares — an estimated $470K sold.

Guggenheim Capital first reported a position in AUO in Q1 2015 and held it in 19 quarters. The position peaked at $2M in Q3 2018. 18 funds tracked by Wall St. Rank hold AUO as of Q4 2019.

  • Guggenheim Capital reported no remaining AU Optronics Corp position as of Q4 2019 after selling out during the quarter.
  • Guggenheim Capital sold 191,230 AU Optronics Corp shares in Q4 2019, an estimated $470K.
  • Guggenheim Capital first reported a position in AU Optronics Corp in Q1 2015 and held it in 19 quarters.
  • Guggenheim Capital's AU Optronics Corp position peaked at $2M in Q3 2018.
  • 18 funds tracked by Wall St. Rank held AU Optronics Corp as of Q4 2019.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.