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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRH icon
2426
Diamondrock Hospitality Co
DRH
$2.58B
$486K ﹤0.01%
42,061
-8,968
-18% -$90.7K
PYN
2427
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$486K ﹤0.01%
48,363
-1,867
-4% -$18.9K
BATRK icon
2428
Atlanta Braves Holdings Series B
BATRK
$3.13B
$484K ﹤0.01%
23,473
-729
-3% -$13.6K
MERC icon
2429
Mercer International
MERC
$45.2M
$480K ﹤0.01%
45,101
+2,646
+6% +$24K
TKC icon
2430
Turkcell
TKC
$4.76B
$476K ﹤0.01%
69,099
+2,029
+3% +$14.8K
WABC icon
2431
Westamerica Bancorp
WABC
$1.37B
$473K ﹤0.01%
7,515
+2,614
+53% +$148K
AVX
2432
DELISTED
AVX Corporation
AVX
$473K ﹤0.01%
30,280
-14,243
-32% -$210K
SCOR icon
2433
Comscore
SCOR
$113M
$469K ﹤0.01%
743
-129
-15% -$77.7K
JMLP
2434
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$468K ﹤0.01%
46,593
-7,361
-14% -$69.8K
FEP icon
2435
First Trust Europe AlphaDEX Fund
FEP
$531M
$467K ﹤0.01%
+15,981
New +$456K
IMAX icon
2436
IMAX
IMAX
$2.73B
$467K ﹤0.01%
14,866
+7,533
+103% +$235K
XHR
2437
Xenia Hotels & Resorts
XHR
$1.82B
$464K ﹤0.01%
23,889
-2,254
-9% -$38.5K
REN
2438
DELISTED
Resolute Energy Corporaton
REN
$464K ﹤0.01%
+11,277
New +$359K
TRST
2439
Trustco Bank Corp NY
TRST
$958M
$462K ﹤0.01%
10,542
+1,844
+21% +$71.9K
MRC
2440
DELISTED
MRC Global
MRC
$459K ﹤0.01%
22,664
-10
-0% -$182
THRM icon
2441
Gentherm
THRM
$1.24B
$455K ﹤0.01%
13,429
-20,284
-60% -$631K
FCB
2442
DELISTED
FCB Financial Holdings, Inc.
FCB
$455K ﹤0.01%
+9,545
New +$395K
ARMK icon
2443
Aramark
ARMK
$14.8B
$453K ﹤0.01%
17,551
-50,573
-74% -$1.32M
JPI
2444
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$453K ﹤0.01%
19,763
-13,634
-41% -$319K
MTZ icon
2445
MasTec
MTZ
$20.8B
$452K ﹤0.01%
11,819
+330
+3% +$11.2K
BPFH
2446
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$452K ﹤0.01%
27,355
-98,338
-78% -$1.42M
SFLY
2447
DELISTED
Shutterfly, Inc.
SFLY
$452K ﹤0.01%
9,016
-19,501
-68% -$946K
MINT icon
2448
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$451K ﹤0.01%
+4,452
New +$451K
MPSX
2449
DELISTED
Multi Packaging Solutions Intl.
MPSX
$451K ﹤0.01%
31,594
+1,813
+6% +$25.1K
CTT
2450
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$450K ﹤0.01%
40,027
+2,339
+6% +$25.6K
96 97
98
99 100

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.