Guggenheim Capital’s First Trust Europe AlphaDEX Fund FEP Stock Holding History

Guggenheim Capital’s Portfolio FEP Stock Details FEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-15,981	Closed	-$467K	–	2870
2016 Q4	$467K	Buy	+15,981	New	+$456K	﹤0.01%	2443

Other funds holding FEP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital's FEP Position: Q1 2017 in Review

Guggenheim Capital sold out of First Trust Europe AlphaDEX Fund (FEP) in Q1 2017, closing a stake of 15,981 shares — an estimated $467K sold.

Guggenheim Capital first reported a position in FEP in Q4 2016 and held it in 1 quarter. The position peaked at $467K in Q4 2016. 52 funds tracked by Wall St. Rank hold FEP as of Q1 2017.

Guggenheim Capital reported no remaining First Trust Europe AlphaDEX Fund position as of Q1 2017 after selling out during the quarter.
Guggenheim Capital sold 15,981 First Trust Europe AlphaDEX Fund shares in Q1 2017, an estimated $467K.
Guggenheim Capital first reported a position in First Trust Europe AlphaDEX Fund in Q4 2016 and held it in 1 quarter.
Guggenheim Capital's First Trust Europe AlphaDEX Fund position peaked at $467K in Q4 2016.
52 funds tracked by Wall St. Rank held First Trust Europe AlphaDEX Fund as of Q1 2017.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.