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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HNP
2426
DELISTED
Huaneng Power Intl, Inc.
HNP
| $723K | ﹤0.01% |
18,853
+5,244
| +39% | +$191K |
|
|
SBW
2427
DELISTED
Western Asset Worldwide Income
SBW
| $722K | ﹤0.01% |
58,636
-13,621
| -19% | -$164K |
|
2428
First Financial Bankshares
FFIN
$4.97B
| $721K | ﹤0.01% |
46,664
-10,756
| -19% | -$167K |
|
2429
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
| $721K | ﹤0.01% |
24,913
-8,567
| -26% | -$224K |
|
|
CNR
2430
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $720K | ﹤0.01% |
+41,211
| New | +$734K |
|
2431
Healthcare Services Group
HCSG
$1.53B
| $718K | ﹤0.01% |
24,708
+8,393
| +51% | +$230K |
|
|
MFM
2432
Aberdeen Municipal Income Fund
MFM
$224M
| $718K | ﹤0.01% |
110,483
-42,931
| -28% | -$273K |
|
|
SALE
2433
DELISTED
RetailMeNot, Inc. Series 1
SALE
| $718K | ﹤0.01% |
22,438
-25,208
| -53% | -$934K |
|
|
WLT
2434
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
| $717K | ﹤0.01% |
94,849
-402,568
| -81% | -$4.43M |
|
2435
Avient
AVNT
$4.19B
| $711K | ﹤0.01% |
19,387
+1,328
| +7% | +$47.7K |
|
2436
West Pharmaceutical
WST
$24.9B
| $710K | ﹤0.01% |
16,121
-5,076
| -24% | -$239K |
|
2437
PUT
Five Below
FIVE
$13.5B
| $709K | ﹤0.01% |
+16,700
| New | +$641K |
|
2438
Heartland Express
HTLD
$956M
| $709K | ﹤0.01% |
+31,253
| New | +$654K |
|
|
SWS
2439
DELISTED
SWS GROUP INC
SWS
| $709K | ﹤0.01% |
94,760
+1,331
| +1% | +$10.2K |
|
|
SD
2440
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $708K | ﹤0.01% |
115,389
-636,900
| -85% | -$3.98M |
|
|
TBHC
2441
DELISTED
The Brand House Collective
TBHC
| $705K | ﹤0.01% |
38,102
-13,708
| -26% | -$262K |
|
2442
Valmont Industries
VMI
$9.53B
| $704K | ﹤0.01% |
4,734
-1,237
| -21% | -$183K |
|
|
MTSC
2443
DELISTED
MTS Systems Corp
MTSC
| $703K | ﹤0.01% |
10,262
-4,558
| -31% | -$324K |
|
|
FARO
2444
DELISTED
Faro Technologies
FARO
| $702K | ﹤0.01% |
13,253
-5,297
| -29% | -$287K |
|
2445
GATX Corp
GATX
$6.27B
| $694K | ﹤0.01% |
10,222
+392
| +4% | +$23.6K |
|
|
SVM
2446
Silvercorp Metals
SVM
$2.53B
| $690K | ﹤0.01% |
352,701
+87,735
| +33% | +$219K |
|
2447
Goldgroup Mining Inc.
GORO
$191M
| $689K | ﹤0.01% |
144,046
-5,326
| -4% | -$27K |
|
2448
Hyatt Hotels
H
$16.7B
| $687K | ﹤0.01% |
12,775
-12,654
| -50% | -$645K |
|
2449
Resources Connection
RGP
$145M
| $687K | ﹤0.01% |
48,790
+273
| +0.6% | +$3.85K |
|
2450
Credicorp
BAP
$30.7B
| $686K | ﹤0.01% |
5,167
-22,041
| -81% | -$2.76M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.