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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WX
2376
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$804K ﹤0.01%
21,800
-1,528
-7% -$56.1K
PRKS icon
2377
United Parks & Resorts
PRKS
$2.12B
$803K ﹤0.01%
+26,553
New +$855K
IPGP icon
2378
IPG Photonics
IPGP
$3.84B
$801K ﹤0.01%
11,280
+7,921
+236% +$557K
DDC
2379
DELISTED
Dominion Diamond Corporation
DDC
$801K ﹤0.01%
59,572
+16,400
+38% +$232K
AVD icon
2380
American Vanguard Corp
AVD
$68.9M
$795K ﹤0.01%
36,724
-14,910
-29% -$342K
NP
2381
DELISTED
Neenah, Inc. Common Stock
NP
$791K ﹤0.01%
15,285
+44
+0.3% +$2.04K
GLF
2382
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$791K ﹤0.01%
+17,604
New +$780K
ADX icon
2383
Adams Diversified Equity Fund
ADX
$3.2B
$788K ﹤0.01%
60,705
-5,910
-9% -$75.7K
WIW
2384
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$788K ﹤0.01%
67,766
-8,829
-12% -$102K
BCS.PR.CL
2385
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$788K ﹤0.01%
31,137
-425
-1% -$10.6K
GHL
2386
DELISTED
Greenhill & Co., Inc.
GHL
$784K ﹤0.01%
15,079
+1,327
+10% +$71.7K
AEL
2387
DELISTED
American Equity Investment Life Holding Company
AEL
$782K ﹤0.01%
33,083
+433
+1% +$9.98K
SA
2388
Seabridge Gold
SA
$3.35B
$781K ﹤0.01%
109,770
-8,890
-7% -$75.3K
INVN
2389
DELISTED
Invensense Inc
INVN
$781K ﹤0.01%
32,955
-11,377
-26% -$238K
SAMG icon
2390
Silvercrest Asset Management
SAMG
$79.9M
$779K ﹤0.01%
42,581
-26,286
-38% -$441K
NETI
2391
DELISTED
Eneti Inc.
NETI
$773K ﹤0.01%
+685
New +$747K
KFY icon
2392
Korn Ferry
KFY
$4.28B
$772K ﹤0.01%
25,925
-408
-2% -$10.5K
NUAN
2393
DELISTED
Nuance Communications, Inc.
NUAN
$772K ﹤0.01%
51,886
+11,315
+28% +$152K
LDP icon
2394
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$770K ﹤0.01%
32,356
+2,902
+10% +$68.1K
MOO icon
2395
VanEck Agribusiness ETF
MOO
$969M
$768K ﹤0.01%
14,107
-4,052
-22% -$214K
ISIL
2396
DELISTED
Intersil Corp
ISIL
$768K ﹤0.01%
59,466
-2,405
-4% -$28.7K
BBL
2397
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$765K ﹤0.01%
12,378
+327
+3% +$19.9K
NVRI icon
2398
Enviri
NVRI
$620M
$764K ﹤0.01%
32,606
+4,572
+16% +$112K
JNS
2399
DELISTED
Janus Capital Group Inc
JNS
$763K ﹤0.01%
70,198
+10,850
+18% +$123K
IJR icon
2400
iShares Core S&P Small-Cap ETF
IJR
$112B
$760K ﹤0.01%
13,804
-11,582
-46% -$626K
94 95
96
97 98

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.