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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
Clearwater Paper
CLW
$380M
| $586K | ﹤0.01% |
12,265
+1,116
| +10% | +$54.1K |
|
2377
Stride
LRN
$3.41B
| $586K | ﹤0.01% |
+18,960
| New | +$607K |
|
2378
Ternium
TX
$10.7B
| $586K | ﹤0.01% |
24,403
-31,965
| -57% | -$757K |
|
|
DUC
2379
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
| $584K | ﹤0.01% |
55,899
-17,185
| -24% | -$178K |
|
|
VLTR
2380
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
| $584K | ﹤0.01% |
+25,395
| New | +$483K |
|
2381
McEwen Inc
MUX
$1.17B
| $582K | ﹤0.01% |
24,240
-42,677
| -64% | -$968K |
|
2382
Liberty All-Star Equity Fund
USA
$1.85B
| $582K | ﹤0.01% |
107,594
-12,124
| -10% | -$66.6K |
|
2383
RH
RH
$3.73B
| $581K | ﹤0.01% |
9,004
+5,276
| +142% | +$364K |
|
|
RBCN
2384
DELISTED
Rubicon Technology, Inc.
RBCN
| $581K | ﹤0.01% |
4,798
+379
| +9% | +$38.4K |
|
|
IPHS
2385
DELISTED
Innophos Holdings, Inc.
IPHS
| $580K | ﹤0.01% |
+10,985
| New | +$554K |
|
|
CAA
2386
DELISTED
CalAtlantic Group, Inc.
CAA
| $580K | ﹤0.01% |
14,670
+1,814
| +14% | +$71.8K |
|
2387
Bristow Group
VTOL
$1.36B
| $579K | ﹤0.01% |
10,656
-4,138
| -28% | -$213K |
|
2388
Steris
STE
$23.2B
| $575K | ﹤0.01% |
13,386
+1,438
| +12% | +$62.5K |
|
|
NTSC
2389
DELISTED
NATL TECHNICAL SYS INC
NTSC
| $575K | ﹤0.01% |
+25,146
| New | +$488K |
|
2390
Barclays
BCS
$94.2B
| $573K | ﹤0.01% |
36,334
-4,609
| -11% | -$72.1K |
|
|
PMT
2391
PennyMac Mortgage Investment
PMT
$844M
| $570K | ﹤0.01% |
25,105
+12,902
| +106% | +$282K |
|
|
BQH
2392
DELISTED
BlackRock New York Municipal Bond Trust
BQH
| $570K | ﹤0.01% |
44,141
-2,552
| -5% | -$32.7K |
|
2393
National CineMedia
NCMI
$379M
| $569K | ﹤0.01% |
3,014
+94
| +3% | +$17.1K |
|
2394
Zillow
ZG
$7.61B
| $569K | ﹤0.01% |
20,220
-7,248
| -26% | -$200K |
|
|
FSYS
2395
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
| $568K | ﹤0.01% |
+28,887
| New | +$556K |
|
|
TAHO
2396
DELISTED
Tahoe Resources Inc
TAHO
| $562K | ﹤0.01% |
31,351
+18,919
| +152% | +$306K |
|
|
ARMH
2397
DELISTED
ARM HOLDINGS PLC ADS
ARMH
| $561K | ﹤0.01% |
11,665
-602
| -5% | -$25.4K |
|
2398
Align Technology
ALGN
$12.2B
| $559K | ﹤0.01% |
11,626
-4,999
| -30% | -$218K |
|
|
NES
2399
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
| $557K | ﹤0.01% |
24,362
+714
| +3% | +$20.2K |
|
|
FSL
2400
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
| $556K | ﹤0.01% |
33,383
+4,866
| +17% | +$75K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.