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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CM icon
2351
Canadian Imperial Bank of Commerce
CM
$109B
$859K ﹤0.01%
19,258
-26,825
-58% -$1.17M
BKS
2352
CALL
DELISTED
Barnes & Noble
BKS
$850K ﹤0.01%
+55,394
New +$668K
LPX icon
2353
Louisiana-Pacific
LPX
$5.15B
$849K ﹤0.01%
56,523
-6,622
-10% -$101K
NID
2354
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$847K ﹤0.01%
+67,303
New +$830K
JPS
2355
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$844K ﹤0.01%
93,429
-82,483
-47% -$734K
MOG.A icon
2356
Moog Inc Class A
MOG.A
$12.5B
$843K ﹤0.01%
11,565
+7,183
+164% +$493K
PVG
2357
DELISTED
PRETIUM RESOURCES INC.
PVG
$842K ﹤0.01%
101,778
-39,396
-28% -$267K
NDLS icon
2358
Noodles & Co
NDLS
$111M
$836K ﹤0.01%
3,003
+644
+27% +$177K
ADX icon
2359
Adams Diversified Equity Fund
ADX
$3.18B
$835K ﹤0.01%
60,705
– –
IVE icon
2360
iShares S&P 500 Value ETF
IVE
$49.3B
$835K ﹤0.01%
9,250
-8,529
-48% -$753K
SHYF
2361
DELISTED
The Shyft Group
SHYF
$834K ﹤0.01%
183,694
-49,677
-21% -$254K
WIW
2362
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$834K ﹤0.01%
67,766
– –
TDY icon
2363
Teledyne Technologies
TDY
$31.1B
$833K ﹤0.01%
8,570
-291
-3% -$27.8K
SWX icon
2364
Southwest Gas
SWX
$6.5B
$827K ﹤0.01%
15,674
-8,747
-36% -$464K
PSUN
2365
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$826K ﹤0.01%
346,949
+40,151
+13% +$108K
TVTY
2366
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$825K ﹤0.01%
47,011
-5,179
-10% -$88.9K
BSTG
2367
DELISTED
Biostage, Inc. Common Stock
BSTG
$821K ﹤0.01%
+78,596
New +$669K
NRF
2368
DELISTED
NorthStar Realty Finance Corp.
NRF
$820K ﹤0.01%
24,017
-93,412
-80% -$2.94M
LCI
2369
DELISTED
Lannett Company, Inc.
LCI
$818K ﹤0.01%
+4,123
New +$648K
DDC
2370
DELISTED
Dominion Diamond Corporation
DDC
$818K ﹤0.01%
56,622
-2,950
-5% -$38.5K
AGI icon
2371
Alamos Gold
AGI
$12B
$817K ﹤0.01%
80,570
-12,050
-13% -$110K
BCS.PRD.CL
2372
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$815K ﹤0.01%
31,555
-330,730
-91% -$8.56M
AWI icon
2373
Armstrong World Industries
AWI
$7.58B
$813K ﹤0.01%
14,152
-29,990
-68% -$1.62M
ISIL
2374
DELISTED
Intersil Corp
ISIL
$811K ﹤0.01%
54,276
-5,190
-9% -$70.7K
MCRI icon
2375
Monarch Casino & Resort
MCRI
$2.24B
$809K ﹤0.01%
53,397
-6,251
-10% -$101K
93 94
95
96 97

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.