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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDY icon
2326
Teledyne Technologies
TDY
$31.9B
$829K ﹤0.01%
9,031
+1,257
+16% +$112K
ZG icon
2327
Zillow
ZG
$7.59B
$825K ﹤0.01%
30,285
+10,065
+50% +$266K
AEC
2328
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$822K ﹤0.01%
51,229
-3,605
-7% -$55.6K
GNC
2329
DELISTED
GNC Holdings, Inc.
GNC
$821K ﹤0.01%
14,047
+1,820
+15% +$105K
KRA
2330
DELISTED
Kraton Corporation
KRA
$819K ﹤0.01%
+35,545
New +$769K
MAIN icon
2331
Main Street Capital
MAIN
$5.28B
$818K ﹤0.01%
25,009
-106,696
-81% -$3.33M
MDRX
2332
DELISTED
Veradigm Inc. Common Stock
MDRX
$817K ﹤0.01%
52,876
+37,899
+253% +$558K
FCFS icon
2333
FirstCash
FCFS
$8.92B
$815K ﹤0.01%
13,174
-3,106
-19% -$188K
DRH icon
2334
Diamondrock Hospitality Co
DRH
$2.58B
$813K ﹤0.01%
70,383
-26,016
-27% -$295K
KVHI icon
2335
KVH Industries
KVHI
$162M
$813K ﹤0.01%
62,376
+7,642
+14% +$104K
CHSP
2336
DELISTED
Chesapeake Lodging Trust
CHSP
$812K ﹤0.01%
32,113
+4,801
+18% +$114K
PFL
2337
PIMCO Income Strategy Fund
PFL
$388M
$810K ﹤0.01%
71,618
+20
+0% +$231
STR
2338
DELISTED
QUESTAR CORP
STR
$810K ﹤0.01%
35,243
-213,540
-86% -$4.9M
TCF
2339
DELISTED
TCF Financial Corporation
TCF
$808K ﹤0.01%
49,705
+34,193
+220% +$529K
CPAC
2340
Cementos Pacasmayo
CPAC
$1.02B
$807K ﹤0.01%
+54,909
New +$777K
PFS icon
2341
Provident Financial Services
PFS
$3.23B
$807K ﹤0.01%
41,760
+10,456
+33% +$192K
KLIC icon
2342
Kulicke & Soffa
KLIC
$4.74B
$806K ﹤0.01%
60,599
-63,739
-51% -$800K
SF
2343
Stifel
SF
$12.6B
$805K ﹤0.01%
37,841
+4,156
+12% +$79.8K
SCOR icon
2344
Comscore
SCOR
$113M
$802K ﹤0.01%
+1,401
New +$771K
BRCD
2345
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$802K ﹤0.01%
90,430
+10,495
+13% +$87.5K
GHL
2346
DELISTED
Greenhill & Co., Inc.
GHL
$797K ﹤0.01%
13,752
-3,844
-22% -$201K
HUB.B
2347
DELISTED
HUBBELL INC CL-B
HUB.B
$797K ﹤0.01%
7,323
-14,112
-66% -$1.51M
CDW icon
2348
CDW
CDW
$17.7B
$794K ﹤0.01%
+34,009
New +$763K
KRG icon
2349
Kite Realty
KRG
$5.35B
$794K ﹤0.01%
30,200
-6,395
-17% -$163K
TVTY
2350
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$794K ﹤0.01%
+51,752
New +$735K
92 93
94
95 96

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.