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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EXL
2326
DELISTED
EXCEL TRUST , INC COM STK
EXL
| $650K | ﹤0.01% |
54,187
+12,201
| +29% | +$154K |
|
|
VER
2327
DELISTED
VEREIT, Inc.
VER
| $647K | ﹤0.01% |
10,616
-6,357
| -37% | -$433K |
|
2328
MSC Industrial Direct
MSM
$6.9B
| $646K | ﹤0.01% |
7,943
-88,752
| -92% | -$7.07M |
|
|
RYL
2329
DELISTED
RYLAND GROUP INC
RYL
| $645K | ﹤0.01% |
15,919
+348
| +2% | +$13.4K |
|
|
BRCD
2330
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $644K | ﹤0.01% |
79,935
-203,392
| -72% | -$1.46M |
|
2331
HNI Corp
HNI
$3.58B
| $643K | ﹤0.01% |
17,774
-2,255
| -11% | -$83.2K |
|
|
CHSP
2332
DELISTED
Chesapeake Lodging Trust
CHSP
| $643K | ﹤0.01% |
27,312
+5,429
| +25% | +$125K |
|
2333
TFS Financial
TFSL
$4.94B
| $639K | ﹤0.01% |
53,373
-80,172
| -60% | -$923K |
|
2334
Clear Channel Outdoor Holdings
CCO
$1.23B
| $638K | ﹤0.01% |
77,791
-8,647
| -10% | -$66.3K |
|
|
JTD
2335
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $638K | ﹤0.01% |
43,659
-5,911
| -12% | -$88.6K |
|
|
AXLL
2336
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $637K | ﹤0.01% |
16,869
+614
| +4% | +$25.6K |
|
|
HCR
2337
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $635K | ﹤0.01% |
+24,124
| New | +$567K |
|
|
MW
2338
DELISTED
THE MENS WAREHOUSE INC
MW
| $635K | ﹤0.01% |
18,640
+1,122
| +6% | +$42.5K |
|
|
TRST
2339
Trustco Bank Corp NY
TRST
$947M
| $634K | ﹤0.01% |
21,238
+10,976
| +107% | +$328K |
|
2340
Century Aluminum
CENX
$5.1B
| $633K | ﹤0.01% |
78,688
+6,949
| +10% | +$61.4K |
|
|
ASEI
2341
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
| $633K | ﹤0.01% |
10,491
+6,250
| +147% | +$370K |
|
2342
Oxford Industries
OXM
$552M
| $630K | ﹤0.01% |
9,263
+998
| +12% | +$66K |
|
|
HW
2343
DELISTED
Headwaters Inc
HW
| $630K | ﹤0.01% |
70,142
+8,934
| +15% | +$81.1K |
|
|
PER
2344
DELISTED
SANDRIDGE PERMIAN TRUST
PER
| $628K | ﹤0.01% |
44,225
-805,948
| -95% | -$12M |
|
2345
iShares National Muni Bond ETF
MUB
$45.4B
| $627K | ﹤0.01% |
+5,999
| New | +$620K |
|
|
VNET
2346
VNET Group
VNET
$2.09B
| $626K | ﹤0.01% |
37,949
-2,254
| -6% | -$31.1K |
|
|
SDR
2347
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
| $626K | ﹤0.01% |
47,854
-796,103
| -94% | -$10.9M |
|
2348
Artisan Partners
APAM
$3.03B
| $625K | ﹤0.01% |
+11,933
| New | +$612K |
|
2349
Korn Ferry
KFY
$4.28B
| $625K | ﹤0.01% |
29,189
+2,527
| +9% | +$50K |
|
|
PCK
2350
DELISTED
Pimco California Municipal Income Fund II
PCK
| $619K | ﹤0.01% |
68,100
-2,481
| -4% | -$23K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.