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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEP
2301
DELISTED
ZEP INC COM STK (DE)
ZEP
$886K ﹤0.01%
48,816
-3,596
-7% -$67.6K
CYOU
2302
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$883K ﹤0.01%
27,548
+20,320
+281% +$641K
IIM icon
2303
Invesco Value Municipal Income Trust
IIM
$593M
$881K ﹤0.01%
65,295
-88,923
-58% -$1.23M
CRESY
2304
Cresud
CRESY
$766M
$880K ﹤0.01%
99,012
-69,393
-41% -$629K
SBW
2305
DELISTED
Western Asset Worldwide Income
SBW
$880K ﹤0.01%
72,257
-11,809
-14% -$145K
OVTI
2306
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$880K ﹤0.01%
51,178
-574,227
-92% -$8.71M
RTEC
2307
DELISTED
Rudolph Technologies Inc
RTEC
$875K ﹤0.01%
74,525
-25,186
-25% -$275K
ADX icon
2308
Adams Diversified Equity Fund
ADX
$3.17B
$871K ﹤0.01%
66,615
– –
FNB icon
2309
FNB Corp
FNB
$6.75B
$869K ﹤0.01%
68,860
-27,829
-29% -$346K
BTG icon
2310
B2Gold
BTG
$5.45B
$866K ﹤0.01%
428,554
-33,738
-7% -$75.3K
SA
2311
Seabridge Gold
SA
$3.12B
$866K ﹤0.01%
118,660
+17,570
+17% +$148K
ACRE
2312
Ares Commercial Real Estate
ACRE
$261M
$863K ﹤0.01%
65,854
-87,866
-57% -$1.13M
WIW
2313
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$863K ﹤0.01%
76,595
– –
FRT icon
2314
Federal Realty Investment Trust
FRT
$10.2B
$862K ﹤0.01%
8,508
-7,217
-46% -$752K
AEL
2315
DELISTED
American Equity Investment Life Holding Company
AEL
$862K ﹤0.01%
32,650
-35,218
-52% -$803K
EPAC icon
2316
Enerpac Tool Group
EPAC
$1.92B
$859K ﹤0.01%
23,442
+17,573
+299% +$668K
MTBL
2317
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$857K ﹤0.01%
187,391
+30,605
+20% +$154K
G icon
2318
Genpact
G
$6.13B
$854K ﹤0.01%
46,497
-3,007
-6% -$56.2K
EIM
2319
Eaton Vance Municipal Bond Fund
EIM
$493M
$850K ﹤0.01%
75,226
+52,772
+235% +$589K
VCBI
2320
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
$846K ﹤0.01%
49,817
+1,638
+3% +$27.1K
HII icon
2321
Huntington Ingalls Industries
HII
$12.7B
$843K ﹤0.01%
9,363
-280,212
-97% -$21.7M
IXC icon
2322
iShares Global Energy ETF
IXC
$2.78B
$843K ﹤0.01%
19,511
+6,320
+48% +$268K
TMUS icon
2323
PUT
T-Mobile US
TMUS
$193B
$841K ﹤0.01%
+25,000
New +$685K
KEG
2324
DELISTED
KEY ENERGY SERVICES INC
KEG
$832K ﹤0.01%
105,366
-6,846
-6% -$54.1K
SFLY
2325
DELISTED
Shutterfly, Inc.
SFLY
$831K ﹤0.01%
16,316
-11,836
-42% -$598K
91 92
93
94 95

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.