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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
Carpenter Technology
CRS
$28.3B
| $680K | ﹤0.01% |
11,702
-4,654
| -28% | -$248K |
|
|
AFSI
2302
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $680K | ﹤0.01% |
34,800
+242
| +0.7% | +$4.5K |
|
2303
Allison Transmission
ALSN
$9.77B
| $679K | ﹤0.01% |
27,088
-23,814
| -47% | -$563K |
|
|
EGOV
2304
DELISTED
NIC Inc
EGOV
| $678K | ﹤0.01% |
29,319
-70,731
| -71% | -$1.47M |
|
2305
Matador Resources
MTDR
$6.17B
| $676K | ﹤0.01% |
41,369
+30,669
| +287% | +$456K |
|
|
DRIV
2306
DELISTED
DIGITAL RIVER INC.
DRIV
| $675K | ﹤0.01% |
37,780
+3,498
| +10% | +$63.2K |
|
|
BELFB
2307
Bel Fuse Inc Class B
BELFB
$4.25B
| $673K | ﹤0.01% |
38,615
+3,536
| +10% | +$57.6K |
|
|
BPFH
2308
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $673K | ﹤0.01% |
60,664
+8,580
| +16% | +$93.9K |
|
2309
Carlisle Companies
CSL
$15.4B
| $669K | ﹤0.01% |
9,523
-7,518
| -44% | -$507K |
|
2310
Marcus Corp
MCS
$932M
| $669K | ﹤0.01% |
46,057
+3,696
| +9% | +$48.5K |
|
2311
SPX Corp
SPXC
$10.8B
| $669K | ﹤0.01% |
31,371
-15,447
| -33% | -$300K |
|
|
GNC
2312
DELISTED
GNC Holdings, Inc.
GNC
| $668K | ﹤0.01% |
12,227
-32,536
| -73% | -$1.66M |
|
|
BLJ
2313
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
| $668K | ﹤0.01% |
48,959
-3,719
| -7% | -$50.8K |
|
|
ABV.C
2314
DELISTED
COMPANHIA BEBIDA ADS EACH RPTNG 1 COM SH)
ABV.C
| $668K | ﹤0.01% |
17,273
-5,784
| -25% | -$212K |
|
2315
Fresenius Medical Care
FMS
$12.9B
| $666K | ﹤0.01% |
+20,558
| New | +$669K |
|
2316
Teledyne Technologies
TDY
$31.8B
| $661K | ﹤0.01% |
7,774
+4,949
| +175% | +$402K |
|
|
UPL
2317
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $661K | ﹤0.01% |
32,133
-54,041
| -63% | -$1.14M |
|
|
BFYT
2318
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
| $659K | ﹤0.01% |
55,126
-28,131
| -34% | -$317K |
|
2319
Central Garden & Pet Co Class A
CENTA
$2.4B
| $658K | ﹤0.01% |
120,094
-241,520
| -67% | -$1.32M |
|
|
ABAX
2320
DELISTED
Abaxis Inc
ABAX
| $657K | ﹤0.01% |
15,613
+2,203
| +16% | +$95.4K |
|
2321
Deutsche Bank
DB
$71.3B
| $656K | ﹤0.01% |
16,788
-305
| -2% | -$11.8K |
|
2322
Yelp
YELP
$1.44B
| $656K | ﹤0.01% |
9,915
+1,921
| +24% | +$98.4K |
|
|
CRZO
2323
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $655K | ﹤0.01% |
17,556
+1,047
| +6% | +$34.8K |
|
|
CKH
2324
DELISTED
Seacor Holdings Inc.
CKH
| $652K | ﹤0.01% |
7,457
-13,790
| -65% | -$1.16M |
|
|
TAST
2325
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $650K | ﹤0.01% |
106,514
+12,349
| +13% | +$78.2K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.