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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LHCG
2276
DELISTED
LHC Group LLC
LHCG
| $708K | ﹤0.01% |
30,161
-1,372
| -4% | -$31.4K |
|
2277
Harmonic Inc
HLIT
$1.29B
| $706K | ﹤0.01% |
91,792
+59,792
| +187% | +$442K |
|
|
USG
2278
DELISTED
Usg
USG
| $706K | ﹤0.01% |
24,697
+3,205
| +15% | +$81.4K |
|
2279
Buckle
BKE
$2.35B
| $703K | ﹤0.01% |
13,325
+1,843
| +16% | +$97.2K |
|
|
HDS
2280
DELISTED
HD Supply Holdings, Inc.
HDS
| $703K | ﹤0.01% |
+31,914
| New | +$703K |
|
2281
Marvell Technology
MRVL
$194B
| $702K | ﹤0.01% |
61,082
-56,943
| -48% | -$703K |
|
|
TI
2282
DELISTED
Telecom Italia
TI
| $698K | ﹤0.01% |
85,705
-1,479
| -2% | -$10.5K |
|
|
DPG
2283
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
| $695K | ﹤0.01% |
+37,176
| New | +$694K |
|
|
SD
2284
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $695K | ﹤0.01% |
118,586
+1,630
| +1% | +$8.74K |
|
|
TWGP
2285
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
| $695K | ﹤0.01% |
99,216
+4,364
| +5% | +$73.1K |
|
|
ROC
2286
DELISTED
ROCKWOOD HLDGS INC
ROC
| $690K | ﹤0.01% |
10,308
-10,088
| -49% | -$666K |
|
2287
Grupo Aeroportuario Centro Norte
OMAB
$5.35B
| $689K | ﹤0.01% |
25,895
+2,581
| +11% | +$70.7K |
|
2288
Interparfums
IPAR
$3.91B
| $687K | ﹤0.01% |
22,899
+3,636
| +19% | +$110K |
|
|
BYI
2289
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
| $687K | ﹤0.01% |
9,527
-20,182
| -68% | -$1.42M |
|
2290
Popular Inc
BPOP
$11.2B
| $686K | ﹤0.01% |
26,148
+16,585
| +173% | +$522K |
|
2291
Canadian Natural Resources
CNQ
$95.2B
| $685K | ﹤0.01% |
45,065
+744
| +2% | +$11.2K |
|
2292
Erie Indemnity
ERIE
$13.5B
| $685K | ﹤0.01% |
9,447
+3,124
| +49% | +$241K |
|
|
ACH
2293
DELISTED
Alum Corp of China Ltd
ACH
| $685K | ﹤0.01% |
74,237
-5,136
| -6% | -$43.5K |
|
|
GCV
2294
Gabelli Convertible and Income Securities Fund
GCV
$94.5M
| $684K | ﹤0.01% |
110,906
-30,044
| -21% | -$188K |
|
2295
Papa John's
PZZA
$799M
| $682K | ﹤0.01% |
19,500
+3,286
| +20% | +$113K |
|
|
NDP
2296
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
| $682K | ﹤0.01% |
+3,479
| New | +$673K |
|
|
SPIL
2297
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
| $682K | ﹤0.01% |
117,947
-234,048
| -66% | -$1.33M |
|
|
INFA
2298
DELISTED
INFORMATICA CORP
INFA
| $682K | ﹤0.01% |
17,491
+1,614
| +10% | +$61.2K |
|
|
VVUS
2299
DELISTED
Vivus Inc
VVUS
| $682K | ﹤0.01% |
7,323
-162
| -2% | -$20.2K |
|
|
ZQK
2300
CALL
DELISTED
QUICKSILVER,INC.
ZQK
| $681K | ﹤0.01% |
+96,800
| New | +$605K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.