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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
2251
Marvell Technology
MRVL
$174B
$1.01M ﹤0.01%
70,481
+2,031
+3% +$31.3K
GUT
2252
Gabelli Utility Trust
GUT
$574M
$1.01M ﹤0.01%
140,990
-20,141
-12% -$138K
TCBI icon
2253
Texas Capital Bancshares
TCBI
$4.4B
$1.01M ﹤0.01%
18,716
-48,835
-72% -$2.74M
NVX
2254
DELISTED
Nuveen Calif Div Muni
NVX
$1.01M ﹤0.01%
72,169
-19,270
-21% -$269K
MWIV
2255
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$1.01M ﹤0.01%
7,088
-462
-6% -$67.8K
NPK icon
2256
National Presto Industries
NPK
$967M
$1M ﹤0.01%
13,773
-1,023
-7% -$73.5K
CAVM
2257
DELISTED
Cavium, Inc.
CAVM
$1M ﹤0.01%
20,201
+8,728
+76% +$401K
FENG
2258
Phoenix New Media
FENG
$17.5M
$997K ﹤0.01%
15,518
-3,082
-17% -$187K
BPFH
2259
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$996K ﹤0.01%
74,073
-9,885
-12% -$127K
CWH.PRE
2260
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$996K ﹤0.01%
38,640
-11,222
-23% -$285K
BFYT
2261
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$992K ﹤0.01%
80,525
-24,514
-23% -$253K
LL
2262
DELISTED
LL Flooring Holdings, Inc.
LL
$990K ﹤0.01%
13,037
-4,832
-27% -$401K
VTN icon
2263
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$989K ﹤0.01%
69,838
-16,309
-19% -$233K
FULT icon
2264
Fulton Financial
FULT
$4.72B
$987K ﹤0.01%
79,632
+8,283
+12% +$101K
TIVO
2265
DELISTED
Tivo Inc
TIVO
$987K ﹤0.01%
41,247
-9,125
-18% -$212K
VCO
2266
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$986K ﹤0.01%
24,664
+481
+2% +$19.7K
PRDO icon
2267
Perdoceo Education
PRDO
$2.04B
$984K ﹤0.01%
210,167
-19,795
-9% -$115K
ROCK icon
2268
Gibraltar Industries
ROCK
$1.37B
$983K ﹤0.01%
63,361
-5,972
-9% -$99K
WIBC
2269
DELISTED
WILSHIRE BANCORP INC
WIBC
$981K ﹤0.01%
95,496
-9,209
-9% -$95.3K
DYN
2270
DELISTED
Dynegy, Inc.
DYN
$978K ﹤0.01%
28,114
-86,490
-75% -$2.67M
ENS icon
2271
EnerSys
ENS
$6.88B
$977K ﹤0.01%
14,199
-2,932
-17% -$199K
BAS
2272
DELISTED
Basis Energy Services, Inc.
BAS
$977K ﹤0.01%
59
+5
+9% +$76K
HCSG icon
2273
Healthcare Services Group
HCSG
$1.61B
$975K ﹤0.01%
33,096
+8,388
+34% +$248K
FANG icon
2274
Diamondback Energy
FANG
$55.9B
$974K ﹤0.01%
10,964
+3,209
+41% +$244K
RUTH
2275
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$973K ﹤0.01%
78,765
-9,474
-11% -$117K
89 90
91
92 93

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.