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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWXT icon
2226
BWX Technologies
BWXT
$15.3B
$1.01M ﹤0.01%
41,438
-725,491
-95% -$17M
MDAS
2227
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$1.01M ﹤0.01%
51,081
-9,856
-16% -$222K
RAX
2228
DELISTED
Rackspace Hosting Inc
RAX
$1.01M ﹤0.01%
25,833
-193,551
-88% -$8.42M
HTHT icon
2229
Huazhu Hotels Group
HTHT
$13B
$1.01M ﹤0.01%
132,528
+68,396
+107% +$414K
VWO icon
2230
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.01M ﹤0.01%
24,525
-5,546
-18% -$229K
BFYT
2231
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$1.01M ﹤0.01%
99,887
+44,761
+81% +$521K
TEO icon
2232
Telecom Argentina
TEO
$5.94B
$1.01M ﹤0.01%
58,390
+32,885
+129% +$623K
BLKB icon
2233
Blackbaud
BLKB
$2.1B
$1M ﹤0.01%
+26,687
New +$993K
QLIK
2234
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$1M ﹤0.01%
37,640
+31,689
+532% +$875K
LOGM
2235
DELISTED
LogMein, Inc.
LOGM
$999K ﹤0.01%
+29,772
New +$952K
TFCF
2236
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$999K ﹤0.01%
28,867
-40
-0.1% -$1.33K
CMCSK
2237
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$998K ﹤0.01%
+20,000
New +$998K
GLPW
2238
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$995K ﹤0.01%
50,865
+447
+0.9% +$8.76K
MELI icon
2239
Mercado Libre
MELI
$92.8B
$993K ﹤0.01%
9,216
+2,928
+47% +$351K
APEI icon
2240
American Public Education
APEI
$931M
$992K ﹤0.01%
22,814
+12,027
+111% +$496K
EGN
2241
DELISTED
Energen
EGN
$992K ﹤0.01%
14,025
+568
+4% +$42.7K
MOO icon
2242
VanEck Agribusiness ETF
MOO
$974M
$989K ﹤0.01%
18,159
-3,348
-16% -$178K
MAGN
2243
Magnera Corp
MAGN
$446M
$989K ﹤0.01%
2,754
-709
-20% -$251K
SPIL
2244
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$989K ﹤0.01%
165,511
+47,564
+40% +$280K
DNN icon
2245
Denison Mines
DNN
$2.83B
$986K ﹤0.01%
+795,500
New +$874K
LII icon
2246
Lennox International
LII
$15.1B
$986K ﹤0.01%
11,583
-137,758
-92% -$10.9M
EDD
2247
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$386M
$985K ﹤0.01%
75,779
-29,335
-28% -$404K
BRKL
2248
DELISTED
Brookline Bancorp
BRKL
$984K ﹤0.01%
+102,774
New +$935K
CRK icon
2249
Comstock Resources
CRK
$3.88B
$984K ﹤0.01%
10,756
-10,799
-50% -$938K
NPK icon
2250
National Presto Industries
NPK
$987M
$984K ﹤0.01%
12,215
+8,280
+210% +$609K
88 89
90
91 92

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.