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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTV
201
DELISTED
DIRECTV COM STK (DE)
DTV
$39.6M 0.12%
573,702
-47,490
-8% -$3.04M
MD icon
202
Pediatrix Medical
MD
$2.17B
$39.4M 0.12%
738,052
+6,772
+0.9% +$363K
LOW icon
203
Lowe's Companies
LOW
$118B
$39M 0.12%
787,980
-18,098
-2% -$879K
NRG icon
204
NRG Energy
NRG
$28.3B
$39M 0.12%
1,358,465
+680,502
+100% +$19M
ATVI
205
DELISTED
Activision Blizzard
ATVI
$39M 0.12%
2,185,711
+1,787,359
+449% +$30.7M
AGN
206
DELISTED
Allergan plc
AGN
$39M 0.12%
231,930
+11,253
+5% +$1.76M
PXD
207
DELISTED
Pioneer Natural Resource Co.
PXD
$38.9M 0.12%
211,215
+62,702
+42% +$12.1M
XLS
208
DELISTED
EXELIS INC COM STK
XLS
$38.9M 0.12%
2,183,513
+651,273
+43% +$10.4M
GS icon
209
Goldman Sachs
GS
$302B
$38.5M 0.12%
217,289
+37,499
+21% +$6.18M
ICFI icon
210
ICF International
ICFI
$1.46B
$38.5M 0.12%
1,109,119
+4,525
+0.4% +$156K
TEL icon
211
TE Connectivity
TEL
$59.9B
$38.3M 0.12%
694,331
+88,690
+15% +$4.66M
CAG icon
212
Conagra Brands
CAG
$7.19B
$38.2M 0.12%
1,457,655
+560,865
+63% +$14M
NWSA icon
213
News Corp Class A
NWSA
$15.2B
$38.2M 0.12%
2,121,119
+952,545
+82% +$16.4M
CL icon
214
Colgate-Palmolive
CL
$73.3B
$38.2M 0.12%
585,778
+64,227
+12% +$4.11M
TGT icon
215
Target
TGT
$65.6B
$38.1M 0.12%
602,259
+94,671
+19% +$6.05M
DHR icon
216
Danaher
DHR
$138B
$37.9M 0.12%
729,767
+74,035
+11% +$3.64M
VIAB
217
DELISTED
Viacom Inc. Class B
VIAB
$37.8M 0.11%
432,396
+146,198
+51% +$12.1M
BIDU icon
218
Baidu
BIDU
$36.5B
$37.7M 0.11%
211,667
-3,704
-2% -$599K
MXWL
219
DELISTED
Maxwell Technologies Inc
MXWL
$37.7M 0.11%
4,845,647
-14,528
-0.3% -$113K
WU icon
220
Western Union
WU
$2.4B
$37.4M 0.11%
2,166,842
+1,028,919
+90% +$18M
CPB icon
221
Campbell Soup
CPB
$6.58B
$37.4M 0.11%
863,232
+228,689
+36% +$9.47M
ADM icon
222
Archer Daniels Midland
ADM
$38.9B
$37.2M 0.11%
858,003
-36,885
-4% -$1.49M
HAS icon
223
Hasbro
HAS
$13.4B
$36.9M 0.11%
669,957
-3,875
-0.6% -$198K
EIG icon
224
Employers Holdings
EIG
$941M
$36.8M 0.11%
1,162,481
+79,089
+7% +$2.45M
ZION icon
225
Zions Bancorporation
ZION
$10.1B
$36.8M 0.11%
1,226,801
-281,069
-19% -$8.09M
7 8
9
10 11

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.