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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
2176
State Street Technology Select Sector SPDR ETF
XLK
$122B
$860K ﹤0.01%
53,730
-1,382,762
-96% -$22M
CSGP icon
2177
CoStar Group
CSGP
$12B
$859K ﹤0.01%
51,150
+29,590
+137% +$454K
STSA
2178
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$859K ﹤0.01%
+29,974
New +$793K
NVR icon
2179
NVR
NVR
$16.8B
$858K ﹤0.01%
934
-170
-15% -$154K
NJR icon
2180
New Jersey Resources
NJR
$5.53B
$857K ﹤0.01%
38,906
+22,670
+140% +$497K
WOOF
2181
DELISTED
VCA Inc.
WOOF
$853K ﹤0.01%
31,053
-3,265
-10% -$91.3K
ZEP
2182
DELISTED
ZEP INC COM STK (DE)
ZEP
$852K ﹤0.01%
52,412
+4,188
+9% +$59.1K
DST
2183
DELISTED
DST Systems Inc.
DST
$852K ﹤0.01%
22,600
-7,292
-24% -$263K
HERO
2184
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$850K ﹤0.01%
115,286
-10,927
-9% -$79.7K
AGU
2185
PUT
DELISTED
Agrium
AGU
$849K ﹤0.01%
+10,000
New +$876K
MELI icon
2186
Mercado Libre
MELI
$92.8B
$848K ﹤0.01%
6,288
+3,480
+124% +$418K
MNP
2187
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$842K ﹤0.01%
60,910
+32,765
+116% +$449K
CBM
2188
DELISTED
Cambrex Corporation
CBM
$839K ﹤0.01%
63,528
+8,280
+15% +$117K
ENTR
2189
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$838K ﹤0.01%
191,327
+28,625
+18% +$120K
AD
2190
Array Digital Infrastructure
AD
$3.08B
$837K ﹤0.01%
18,383
-5,147
-22% -$214K
MKL icon
2191
Markel Group
MKL
$23.2B
$836K ﹤0.01%
+1,614
New +$848K
SNBR
2192
DELISTED
Sleep Number
SNBR
$836K ﹤0.01%
34,315
+6,796
+25% +$163K
DANG
2193
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$836K ﹤0.01%
79,742
+36,725
+85% +$325K
BGFV
2194
DELISTED
Big 5 Sporting Goods
BGFV
$835K ﹤0.01%
51,910
+4,503
+9% +$88.3K
PFL
2195
PIMCO Income Strategy Fund
PFL
$388M
$829K ﹤0.01%
71,598
+51,699
+260% +$596K
ONE
2196
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$829K ﹤0.01%
+108,144
New +$989K
SNTS
2197
DELISTED
SANTARUS INC
SNTS
$827K ﹤0.01%
+36,211
New +$861K
BB icon
2198
BlackBerry
BB
$5.15B
$826K ﹤0.01%
103,952
+60,511
+139% +$588K
ADX icon
2199
Adams Diversified Equity Fund
ADX
$3.17B
$825K ﹤0.01%
66,615
– –
ENSG icon
2200
The Ensign Group
ENSG
$10.6B
$823K ﹤0.01%
78,497
+3,022
+4% +$30K
86 87
88
89 90

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.