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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Harmony Gold Mining
HMY
$12.3B
| $1.2M | ﹤0.01% |
392,216
-73,046
| -16% | -$223K |
|
|
MQT
2152
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $1.2M | ﹤0.01% |
95,614
-11,152
| -10% | -$137K |
|
|
PLCM
2153
DELISTED
POLYCOM INC
PLCM
| $1.2M | ﹤0.01% |
87,112
+60,864
| +232% | +$764K |
|
|
PRA
2154
DELISTED
ProAssurance
PRA
| $1.19M | ﹤0.01% |
26,798
-26,444
| -50% | -$1.21M |
|
|
MNDT
2155
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $1.19M | ﹤0.01% |
+19,358
| New | +$1.37M |
|
2156
Oxford Square Capital
OXSQ
$157M
| $1.19M | ﹤0.01% |
121,690
+49,860
| +69% | +$510K |
|
|
PPT
2157
Franklin Premier Income Trust
PPT
$328M
| $1.19M | ﹤0.01% |
215,049
-156,404
| -42% | -$856K |
|
2158
New Oriental
EDU
$8.98B
| $1.19M | ﹤0.01% |
40,457
-3,082
| -7% | -$92.6K |
|
2159
EnerSys
ENS
$6.99B
| $1.19M | ﹤0.01% |
17,131
-5,823
| -25% | -$409K |
|
2160
Geospace Technologies
GEOS
$75.7M
| $1.19M | ﹤0.01% |
17,931
-1,316
| -7% | -$101K |
|
|
KAMN
2161
DELISTED
Kaman Corp
KAMN
| $1.19M | ﹤0.01% |
29,161
+161
| +0.6% | +$6.39K |
|
|
DATA
2162
DELISTED
Tableau Software, Inc.
DATA
| $1.18M | ﹤0.01% |
15,509
+4,217
| +37% | +$355K |
|
|
MWIV
2163
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
| $1.18M | ﹤0.01% |
7,550
-2,273
| -23% | -$381K |
|
|
PDM
2164
Piedmont Realty Trust
PDM
$1.19B
| $1.17M | ﹤0.01% |
68,454
-58,941
| -46% | -$987K |
|
|
TEN
2165
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.17M | ﹤0.01% |
20,222
-5,078
| -20% | -$294K |
|
2166
Northern Oil and Gas
NOG
$2.35B
| $1.17M | ﹤0.01% |
8,012
-3,070
| -28% | -$444K |
|
2167
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
| $1.17M | ﹤0.01% |
102,543
+37,440
| +58% | +$437K |
|
|
CARB
2168
DELISTED
Carbonite Inc
CARB
| $1.17M | ﹤0.01% |
114,694
-78
| -0.1% | -$859 |
|
|
CBI
2169
DELISTED
Chicago Bridge & Iron Nv
CBI
| $1.17M | ﹤0.01% |
13,394
-24,539
| -65% | -$1.99M |
|
2170
Children's Place
PLCE
$59.8M
| $1.16M | ﹤0.01% |
23,378
-35,773
| -60% | -$1.91M |
|
|
HOS
2171
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $1.16M | ﹤0.01% |
27,797
+536
| +2% | +$22.9K |
|
|
WIBC
2172
DELISTED
WILSHIRE BANCORP INC
WIBC
| $1.16M | ﹤0.01% |
104,705
-43,857
| -30% | -$461K |
|
|
LADR
2173
Ladder Capital
LADR
$1.24B
| $1.16M | ﹤0.01% |
+76,467
| New | +$1.09M |
|
|
FENG
2174
Phoenix New Media
FENG
$18M
| $1.16M | ﹤0.01% |
18,600
-1,146
| -6% | -$74K |
|
2175
Gildan
GIL
$10.6B
| $1.16M | ﹤0.01% |
45,906
-26,608
| -37% | -$685K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.