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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AUQ
2151
DELISTED
AURICO GOLD INC COM
AUQ
| $1.17M | ﹤0.01% |
319,628
-102,849
| -24% | -$396K |
|
|
CIE
2152
CALL
DELISTED
Cobalt International Energy, Inc
CIE
| $1.17M | ﹤0.01% |
4,740
-10,133
| -68% | -$3.17M |
|
|
JOY
2153
PUT
DELISTED
Joy Global Inc
JOY
| $1.17M | ﹤0.01% |
+20,000
| New | +$1.1M |
|
|
SNTS
2154
DELISTED
SANTARUS INC
SNTS
| $1.17M | ﹤0.01% |
36,472
+261
| +0.7% | +$7.33K |
|
2155
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $1.16M | ﹤0.01% |
31,424
-5,421
| -15% | -$205K |
|
|
TEF
2156
DELISTED
Telefonica
TEF
| $1.16M | ﹤0.01% |
96,405
-38,445
| -29% | -$465K |
|
|
RPAI
2157
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $1.15M | ﹤0.01% |
90,648
+69,990
| +339% | +$948K |
|
|
KAMN
2158
DELISTED
Kaman Corp
KAMN
| $1.15M | ﹤0.01% |
+29,000
| New | +$1.11M |
|
|
ACI
2159
DELISTED
ARCH COAL, INC.
ACI
| $1.15M | ﹤0.01% |
25,885
+13,370
| +107% | +$561K |
|
2160
Sumitomo Mitsui Financial
SMFG
$163B
| $1.15M | ﹤0.01% |
109,847
+3,409
| +3% | +$33.9K |
|
2161
Papa John's
PZZA
$811M
| $1.15M | ﹤0.01% |
25,334
+5,834
| +30% | +$233K |
|
|
PMM
2162
Franklin Managed Municipal Income Trust
PMM
$270M
| $1.15M | ﹤0.01% |
173,010
-40,638
| -19% | -$270K |
|
|
OA
2163
DELISTED
Orbital ATK, Inc.
OA
| $1.15M | ﹤0.01% |
9,405
-14,785
| -61% | -$1.67M |
|
|
CGX
2164
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
| $1.14M | ﹤0.01% |
16,933
-9,199
| -35% | -$576K |
|
2165
Bankunited
BKU
$3.37B
| $1.14M | ﹤0.01% |
34,642
-249
| -0.7% | -$7.91K |
|
|
FENG
2166
Phoenix New Media
FENG
$17.8M
| $1.14M | ﹤0.01% |
19,746
-411,186
| -95% | -$24.9M |
|
2167
Grupo Aeroportuario del Pacifico
PAC
$13.2B
| $1.14M | ﹤0.01% |
21,454
-14,229
| -40% | -$744K |
|
|
FCS
2168
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
| $1.14M | ﹤0.01% |
85,285
-41,426
| -33% | -$531K |
|
2169
Cemex
CX
$16.3B
| $1.13M | ﹤0.01% |
112,146
-96,352
| -46% | -$905K |
|
2170
H.B. Fuller
FUL
$3.18B
| $1.13M | ﹤0.01% |
21,751
+989
| +5% | +$48.1K |
|
|
EBIX
2171
DELISTED
Ebix Inc
EBIX
| $1.13M | ﹤0.01% |
76,510
+43,306
| +130% | +$556K |
|
|
CIE
2172
DELISTED
Cobalt International Energy, Inc
CIE
| $1.13M | ﹤0.01% |
4,556
-4,037
| -47% | -$1.26M |
|
|
CWH.PRE
2173
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
| $1.13M | ﹤0.01% |
51,601
-20,824
| -29% | -$470K |
|
2174
Jakks Pacific
JAKK
$292M
| $1.12M | ﹤0.01% |
16,708
+10,366
| +163% | +$622K |
|
|
EDR
2175
DELISTED
Education Realty Trust Inc
EDR
| $1.12M | ﹤0.01% |
42,459
-1,285
| -3% | -$34.4K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.