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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASH icon
2151
Ashland
ASH
$3.32B
$899K ﹤0.01%
19,866
-33,149
-63% -$1.43M
CPK icon
2152
Chesapeake Utilities
CPK
$3.2B
$898K ﹤0.01%
25,641
-2,934
-10% -$107K
NBO
2153
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$897K ﹤0.01%
69,117
-4,879
-7% -$62.8K
LVLT
2154
DELISTED
Level 3 Communications Inc
LVLT
$896K ﹤0.01%
33,560
+15,972
+91% +$369K
ICUI icon
2155
ICU Medical
ICUI
$4.16B
$894K ﹤0.01%
13,156
+2,341
+22% +$167K
P
2156
CALL
DELISTED
Pandora Media Inc
P
$894K ﹤0.01%
+35,000
New +$716K
MHF
2157
Western Asset Municipal High Income Fund
MHF
$154M
$893K ﹤0.01%
131,351
+70,653
+116% +$480K
EXK
2158
Endeavour Silver
EXK
$2.61B
$890K ﹤0.01%
206,924
-146,187
-41% -$622K
FULT icon
2159
Fulton Financial
FULT
$4.67B
$890K ﹤0.01%
76,209
+44,271
+139% +$540K
WIW
2160
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$889K ﹤0.01%
76,595
– –
GCO icon
2161
Genesco
GCO
$428M
$888K ﹤0.01%
13,535
+3,028
+29% +$207K
DY icon
2162
Dycom Industries
DY
$12B
$884K ﹤0.01%
31,580
+1,893
+6% +$49.5K
MTX icon
2163
Minerals Technologies
MTX
$2.34B
$882K ﹤0.01%
17,858
-1,591
-8% -$73.3K
ELP
2164
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$878K ﹤0.01%
157,298
-32,922
-17% -$170K
GHL
2165
DELISTED
Greenhill & Co., Inc.
GHL
$877K ﹤0.01%
17,596
+3,514
+25% +$173K
NAV
2166
DELISTED
Navistar International
NAV
$876K ﹤0.01%
24,014
+16,763
+231% +$570K
SFM icon
2167
Sprouts Farmers Market
SFM
$8.13B
$875K ﹤0.01%
+19,358
New +$768K
DWA
2168
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$874K ﹤0.01%
30,702
-6,143
-17% -$168K
MTH icon
2169
Meritage Homes
MTH
$4.71B
$871K ﹤0.01%
40,580
+5,534
+16% +$119K
TIVO
2170
DELISTED
Tivo Inc
TIVO
$869K ﹤0.01%
+45,299
New +$905K
KRG icon
2171
Kite Realty
KRG
$5.35B
$868K ﹤0.01%
36,595
+14,995
+69% +$352K
BIP icon
2172
Brookfield Infrastructure Partners
BIP
$17.9B
$866K ﹤0.01%
57,428
+3,994
+7% +$58K
FIVE icon
2173
PUT
Five Below
FIVE
$12.8B
$864K ﹤0.01%
+19,400
New +$778K
RNF
2174
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$863K ﹤0.01%
35,186
+9,224
+36% +$259K
MEN
2175
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$861K ﹤0.01%
80,951
-16,779
-17% -$179K
85 86
87
88 89

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.