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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Middlesex Water
MSEX
$1.08B
| $944K | ﹤0.01% |
44,089
+2,519
| +6% | +$52.8K |
|
2127
FirstCash
FCFS
$8.92B
| $943K | ﹤0.01% |
16,280
+2,236
| +16% | +$121K |
|
2128
Invesco High Income Trust II
VLT
$65.4M
| $943K | ﹤0.01% |
+59,264
| New | +$939K |
|
|
EOCC
2129
DELISTED
Enel Generacion Chile S.A.
EOCC
| $940K | ﹤0.01% |
32,377
-27,371
| -46% | -$785K |
|
2130
H.B. Fuller
FUL
$3.18B
| $938K | ﹤0.01% |
20,762
+2,794
| +16% | +$112K |
|
|
FIO
2131
CALL
DELISTED
FUSION-IO INC COM
FIO
| $937K | ﹤0.01% |
+70,000
| New | +$923K |
|
2132
Genpact
G
$6.13B
| $935K | ﹤0.01% |
49,504
+14,802
| +43% | +$295K |
|
|
MMD
2133
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
| $928K | ﹤0.01% |
57,732
-5,785
| -9% | -$94.7K |
|
|
MFLX
2134
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
| $923K | ﹤0.01% |
56,875
-9,229
| -14% | -$145K |
|
2135
Dolby
DLB
$5.71B
| $922K | ﹤0.01% |
26,720
+18,786
| +237% | +$624K |
|
2136
Veeco
VECO
$3.15B
| $919K | ﹤0.01% |
24,680
-325
| -1% | -$11.4K |
|
2137
PUT
Emerson Electric
EMR
$87.5B
| $916K | ﹤0.01% |
+14,100
| New | +$862K |
|
|
FRC
2138
DELISTED
First Republic Bank
FRC
| $916K | ﹤0.01% |
19,625
+7,818
| +66% | +$343K |
|
|
IPXL
2139
DELISTED
Impax Laboratories, Inc.
IPXL
| $914K | ﹤0.01% |
44,574
+6,168
| +16% | +$127K |
|
|
DS
2140
DELISTED
Drive Shack Inc.
DS
| $913K | ﹤0.01% |
179,616
-2,853,969
| -94% | -$14.4M |
|
2141
Embotelladora Andina Series B
AKO.B
$4.94B
| $910K | ﹤0.01% |
27,718
+15,614
| +129% | +$511K |
|
2142
FTI Consulting
FCN
$4.17B
| $910K | ﹤0.01% |
24,064
-1,024
| -4% | -$36.3K |
|
2143
American Vanguard Corp
AVD
$73.5M
| $909K | ﹤0.01% |
33,773
-33,691
| -50% | -$852K |
|
|
ANR
2144
DELISTED
Alpha Natural Resources Inc
ANR
| $908K | ﹤0.01% |
152,390
-71,696
| -32% | -$420K |
|
|
XIN
2145
DELISTED
Xinyuan Real Estate
XIN
| $905K | ﹤0.01% |
+15,060
| New | +$813K |
|
2146
CRH
CRH
$65B
| $904K | ﹤0.01% |
+37,388
| New | +$824K |
|
|
APOL
2147
DELISTED
Apollo Education Group Inc Class A
APOL
| $903K | ﹤0.01% |
43,370
-464,016
| -91% | -$8.97M |
|
|
CSH
2148
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
| $903K | ﹤0.01% |
43,959
+3,661
| +9% | +$72.9K |
|
|
STMP
2149
DELISTED
Stamps.com, Inc.
STMP
| $903K | ﹤0.01% |
19,667
+2,552
| +15% | +$107K |
|
2150
NovaGold Resources
NG
$3.03B
| $902K | ﹤0.01% |
388,579
-213,720
| -35% | -$558K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.