We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRM
2101
DELISTED
Air Methods Corp
AIRM
$990K ﹤0.01%
23,268
+7,202
+45% +$277K
HSII
2102
DELISTED
Heidrick & Struggles
HSII
$989K ﹤0.01%
51,896
+4,594
+10% +$74.3K
AFAM
2103
DELISTED
Almost Family Inc
AFAM
$988K ﹤0.01%
50,848
+4,809
+10% +$92.5K
SIGI icon
2104
Selective Insurance
SIGI
$5.77B
$986K ﹤0.01%
40,260
+2,034
+5% +$49.5K
MPWR icon
2105
Monolithic Power Systems
MPWR
$66.8B
$984K ﹤0.01%
32,512
-2,031
-6% -$57.1K
BBL
2106
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$983K ﹤0.01%
16,707
-4,628
-22% -$270K
EWI icon
2107
iShares MSCI Italy ETF
EWI
$1.07B
$981K ﹤0.01%
34,750
+9,950
+40% +$264K
QNST icon
2108
QuinStreet
QNST
$874M
$981K ﹤0.01%
103,760
+8,277
+9% +$76.1K
PDH
2109
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
$979K ﹤0.01%
81,850
+21,458
+36% +$267K
ACAS
2110
DELISTED
American Capital Ltd
ACAS
$976K ﹤0.01%
71,068
+13,807
+24% +$182K
MOG.A icon
2111
Moog Inc Class A
MOG.A
$13B
$972K ﹤0.01%
16,580
+13
+0.1% +$720
GRC icon
2112
Gorman-Rupp
GRC
$2.23B
$970K ﹤0.01%
30,214
+944
+3% +$27.1K
NCA icon
2113
Nuveen California Municipal Value Fund
NCA
$299M
$970K ﹤0.01%
105,953
+33,638
+47% +$307K
TFCF
2114
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$965K ﹤0.01%
+28,907
New +$912K
LSE
2115
DELISTED
CAPLEASE, INC
LSE
$963K ﹤0.01%
+113,480
New +$963K
WIBC
2116
DELISTED
WILSHIRE BANCORP INC
WIBC
$963K ﹤0.01%
117,762
+16,089
+16% +$134K
ST icon
2117
Sensata Technologies
ST
$6.74B
$962K ﹤0.01%
25,138
-1,164
-4% -$43.6K
UPBD icon
2118
Upbound Group
UPBD
$1.14B
$962K ﹤0.01%
25,250
-91,572
-78% -$3.53M
IPCC
2119
DELISTED
Infinity Property & Casualty C
IPCC
$962K ﹤0.01%
14,887
+1,280
+9% +$81K
SCU
2120
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$961K ﹤0.01%
8,744
-404
-4% -$44.5K
STEI
2121
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
$957K ﹤0.01%
72,817
+29,806
+69% +$391K
AVIV
2122
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$956K ﹤0.01%
41,939
+4,814
+13% +$116K
WINT
2123
DELISTED
Windtree Therapeutics Inc
WINT
$951K ﹤0.01%
34,648
+12
+0% +$291
HSTM icon
2124
HealthStream
HSTM
$822M
$949K ﹤0.01%
25,064
+3,679
+17% +$120K
EHTH icon
2125
eHealth
EHTH
$43.2M
$947K ﹤0.01%
29,356
+4,252
+17% +$117K
83 84
85
86 87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.