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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2076
Badger Meter
BMI
$3.98B
| $1.34M | ﹤0.01% |
49,156
+494
| +1% | +$12.8K |
|
2077
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.2B
| $1.34M | ﹤0.01% |
+32,000
| New | +$1.34M |
|
|
AUD
2078
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
| $1.34M | ﹤0.01% |
15,057
+2,159
| +17% | +$199K |
|
2079
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
| $1.33M | ﹤0.01% |
+40,000
| New | +$1.24M |
|
|
EOT
2080
Eaton Vance National Municipal Opportunities Trust
EOT
$273M
| $1.33M | ﹤0.01% |
72,066
+17,471
| +32% | +$323K |
|
|
MEAS
2081
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
| $1.33M | ﹤0.01% |
21,921
-15,892
| -42% | -$880K |
|
|
LAYN
2082
DELISTED
Layne Christensen Co
LAYN
| $1.33M | ﹤0.01% |
77,726
+9,968
| +15% | +$174K |
|
|
OCR
2083
DELISTED
OMNICARE INC
OCR
| $1.33M | ﹤0.01% |
21,959
-19,752
| -47% | -$1.13M |
|
2084
Ericsson
ERIC
$33.3B
| $1.32M | ﹤0.01% |
108,050
-96,307
| -47% | -$1.2M |
|
|
JOBS
2085
DELISTED
51job Inc
JOBS
| $1.32M | ﹤0.01% |
33,810
-1,500
| -4% | -$55.9K |
|
2086
LCI Industries
LCII
$2.57B
| $1.32M | ﹤0.01% |
25,694
-15,963
| -38% | -$813K |
|
2087
TAL Education Group
TAL
$6.91B
| $1.31M | ﹤0.01% |
358,872
+198,732
| +124% | +$612K |
|
|
CVRR
2088
DELISTED
CVR Refining, LP
CVRR
| $1.31M | ﹤0.01% |
57,977
+10,406
| +22% | +$241K |
|
2089
Synopsys
SNPS
$77.7B
| $1.31M | ﹤0.01% |
32,241
-2,617
| -8% | -$97.9K |
|
|
CSOD
2090
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $1.31M | ﹤0.01% |
24,520
-13,716
| -36% | -$681K |
|
|
VEDL
2091
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
| $1.31M | ﹤0.01% |
99,373
-3,606
| -4% | -$44.2K |
|
|
PTNR
2092
DELISTED
Partner Communications
PTNR
| $1.3M | ﹤0.01% |
138,257
+5,574
| +4% | +$48.8K |
|
2093
Selective Insurance
SIGI
$5.77B
| $1.3M | ﹤0.01% |
47,907
+7,647
| +19% | +$201K |
|
2094
First Majestic Silver
AG
$8.52B
| $1.29M | ﹤0.01% |
132,191
+21,030
| +19% | +$219K |
|
2095
Alamos Gold
AGI
$13B
| $1.29M | ﹤0.01% |
103,500
+87,522
| +548% | +$1.18M |
|
|
HSII
2096
DELISTED
Heidrick & Struggles
HSII
| $1.29M | ﹤0.01% |
64,257
+12,361
| +24% | +$228K |
|
|
STEL
2097
DELISTED
STELLARONE CORPORATION COM
STEL
| $1.29M | ﹤0.01% |
53,757
+19,327
| +56% | +$462K |
|
2098
Perdoceo Education
PRDO
$2.03B
| $1.29M | ﹤0.01% |
226,461
+48,871
| +28% | +$217K |
|
|
ASNA
2099
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.29M | ﹤0.01% |
3,045
-32,766
| -91% | -$13.4M |
|
|
BRS
2100
DELISTED
Bristow Group, Inc.
BRS
| $1.29M | ﹤0.01% |
17,172
-1,215
| -7% | -$95K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.