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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WNR
2076
DELISTED
Western Refining Inc
WNR
| $1.03M | ﹤0.01% |
34,269
+9,445
| +38% | +$278K |
|
|
EGN
2077
DELISTED
Energen
EGN
| $1.03M | ﹤0.01% |
13,457
+2,220
| +20% | +$144K |
|
|
EOT
2078
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
| $1.03M | ﹤0.01% |
54,595
-4,763
| -8% | -$88.1K |
|
2079
iShares MSCI Canada ETF
EWC
$6.26B
| $1.02M | ﹤0.01% |
36,130
| – | – |
|
|
TXI
2080
DELISTED
TEXAS INDUSTRIES INC
TXI
| $1.02M | ﹤0.01% |
15,434
+7,670
| +99% | +$482K |
|
2081
Brown & Brown
BRO
$23.8B
| $1.02M | ﹤0.01% |
63,596
-75,788
| -54% | -$1.24M |
|
2082
BlackRock Taxable Municipal Bond Trust
BBN
$983M
| $1.02M | ﹤0.01% |
54,211
-4,418
| -8% | -$85.2K |
|
2083
Zebra Technologies
ZBRA
$17.2B
| $1.02M | ﹤0.01% |
22,342
+149
| +0.7% | +$6.87K |
|
|
GLPW
2084
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
| $1.01M | ﹤0.01% |
50,418
+77
| +0.2% | +$1.41K |
|
2085
Deluxe
DLX
$1.19B
| $1.01M | ﹤0.01% |
24,238
-4,125
| -15% | -$166K |
|
2086
First Bancorp
FBP
$4.44B
| $1.01M | ﹤0.01% |
177,713
+15,401
| +9% | +$109K |
|
2087
iShares China Large-Cap ETF
FXI
$4.29B
| $1.01M | ﹤0.01% |
27,190
+19,590
| +258% | +$696K |
|
|
PNRA
2088
DELISTED
Panera Bread Co
PNRA
| $1.01M | ﹤0.01% |
6,356
+1,026
| +19% | +$178K |
|
2089
NXP Semiconductors
NXPI
$58.4B
| $1.01M | ﹤0.01% |
27,072
-17,999
| -40% | -$636K |
|
|
TBI
2090
Trueblue
TBI
$311M
| $1.01M | ﹤0.01% |
41,882
+2,688
| +7% | +$67.1K |
|
|
AAWW
2091
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $1.01M | ﹤0.01% |
21,823
-258
| -1% | -$11.7K |
|
2092
Brink's
BCO
$4.65B
| $1M | ﹤0.01% |
35,484
-2,373
| -6% | -$64.6K |
|
|
RWT
2093
CALL
Redwood Trust
RWT
$573M
| $1M | ﹤0.01% |
50,000
| – | – |
|
|
KOG
2094
DELISTED
KODIAK OIL & GAS CORP
KOG
| $1M | ﹤0.01% |
83,080
-540
| -0.6% | -$5.42K |
|
2095
M/I Homes
MHO
$3.71B
| $1M | ﹤0.01% |
48,491
+7,665
| +19% | +$161K |
|
2096
Sunstone Hotel Investors
SHO
$2.1B
| $999K | ﹤0.01% |
78,408
+45,862
| +141% | +$586K |
|
|
BBG
2097
DELISTED
Bill Barrett Corp
BBG
| $995K | ﹤0.01% |
39,651
+1,905
| +5% | +$42.8K |
|
|
AWAY
2098
DELISTED
HOMEAWAY INC COM
AWAY
| $992K | ﹤0.01% |
35,420
-1,711
| -5% | -$53K |
|
|
STK
2099
Columbia Seligman Premium Technology Growth Fund
STK
$910M
| $991K | ﹤0.01% |
69,732
+39,702
| +132% | +$579K |
|
2100
Cabot Corp
CBT
$4.52B
| $990K | ﹤0.01% |
23,174
-1,312
| -5% | -$53K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.