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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRSU
2051
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$1.36M ﹤0.01%
56,781
-2,761
-5% -$68K
HUN icon
2052
Huntsman Corp
HUN
$1.77B
$1.36M ﹤0.01%
55,756
-252,382
-82% -$5.86M
LFUS icon
2053
Littelfuse
LFUS
$11.6B
$1.36M ﹤0.01%
14,518
-7,949
-35% -$733K
AMAP
2054
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
$1.36M ﹤0.01%
67,747
+106
+0.2% +$1.94K
EMES
2055
DELISTED
Emerge Energy Services LP
EMES
$1.35M ﹤0.01%
21,751
+8,629
+66% +$411K
WERN icon
2056
Werner Enterprises
WERN
$2.25B
$1.35M ﹤0.01%
53,017
+1,371
+3% +$35.1K
BRCD
2057
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.35M ﹤0.01%
127,191
+36,761
+41% +$354K
ASEI
2058
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$1.35M ﹤0.01%
20,079
+4,840
+32% +$330K
AUQ
2059
DELISTED
AURICO GOLD INC COM
AUQ
$1.35M ﹤0.01%
308,948
-10,680
-3% -$49.5K
BSMX
2060
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.35M ﹤0.01%
109,737
+80,806
+279% +$938K
SNY icon
2061
Sanofi
SNY
$104B
$1.35M ﹤0.01%
25,744
-19,624
-43% -$993K
PEBO icon
2062
Peoples Bancorp
PEBO
$1.47B
$1.34M ﹤0.01%
+54,175
New +$1.26M
GGAL icon
2063
Galicia Financial Group
GGAL
$7.42B
$1.33M ﹤0.01%
108,410
+2,719
+3% +$26.1K
PNNT
2064
Pennant Park Investment Corp
PNNT
$241M
$1.33M ﹤0.01%
120,683
+56,571
+88% +$638K
BMI icon
2065
Badger Meter
BMI
$4.03B
$1.33M ﹤0.01%
48,380
-776
-2% -$20.5K
PZA icon
2066
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$1.33M ﹤0.01%
55,218
+24,166
+78% +$573K
CROX icon
2067
Crocs
CROX
$6.55B
$1.33M ﹤0.01%
85,326
-2,058
-2% -$31.5K
JTP
2068
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.33M ﹤0.01%
165,216
-55,255
-25% -$437K
AKO.B icon
2069
Embotelladora Andina Series B
AKO.B
$4.95B
$1.33M ﹤0.01%
62,662
+4,481
+8% +$102K
EXL
2070
DELISTED
EXCEL TRUST , INC COM STK
EXL
$1.33M ﹤0.01%
104,799
+25,724
+33% +$308K
AEO icon
2071
American Eagle Outfitters
AEO
$3.01B
$1.33M ﹤0.01%
108,570
-436,911
-80% -$6.02M
ECPG icon
2072
Encore Capital Group
ECPG
$2.13B
$1.33M ﹤0.01%
29,037
-12,176
-30% -$588K
AUD
2073
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
$1.33M ﹤0.01%
14,230
-827
-5% -$74.4K
KEG
2074
DELISTED
KEY ENERGY SERVICES INC
KEG
$1.33M ﹤0.01%
143,551
+38,185
+36% +$353K
ASNA
2075
DELISTED
Ascena Retail Group, Inc.
ASNA
$1.32M ﹤0.01%
3,833
+788
+26% +$300K
81 82
83
84 85

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.