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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
2051
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.39M ﹤0.01%
25,386
-6,116
-19% -$320K
NGL icon
2052
NGL Energy Partners
NGL
$2.17B
$1.39M ﹤0.01%
40,131
+32,290
+412% +$1.03M
LDR
2053
DELISTED
Landauer Inc
LDR
$1.38M ﹤0.01%
26,203
-9,906
-27% -$499K
AAN.A
2054
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.37M ﹤0.01%
46,733
+27,766
+146% +$816K
SALE
2055
DELISTED
RetailMeNot, Inc. Series 1
SALE
$1.37M ﹤0.01%
+47,646
New +$1.49M
BELFB
2056
Bel Fuse Inc Class B
BELFB
$4.18B
$1.37M ﹤0.01%
64,350
+25,735
+67% +$522K
BOKF icon
2057
BOK Financial
BOKF
$8.78B
$1.37M ﹤0.01%
20,665
+2,714
+15% +$172K
EDU icon
2058
New Oriental
EDU
$9.04B
$1.37M ﹤0.01%
43,539
-23,314
-35% -$649K
PLXS icon
2059
Plexus
PLXS
$7.18B
$1.37M ﹤0.01%
31,660
-10,426
-25% -$413K
BB icon
2060
BlackBerry
BB
$5.15B
$1.37M ﹤0.01%
183,763
+79,811
+77% +$563K
OAK
2061
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.36M ﹤0.01%
23,199
-723
-3% -$40.2K
GIB icon
2062
CGI
GIB
$15.4B
$1.36M ﹤0.01%
+40,700
New +$1.44M
UTIW
2063
DELISTED
UTI WORLDWIDE INC
UTIW
$1.36M ﹤0.01%
77,390
-6,454
-8% -$102K
BPOP icon
2064
Popular Inc
BPOP
$11.2B
$1.36M ﹤0.01%
47,284
+21,136
+81% +$571K
CARB
2065
DELISTED
Carbonite Inc
CARB
$1.36M ﹤0.01%
114,772
+1,213
+1% +$15.7K
SEP
2066
DELISTED
Spectra Engy Parters Lp
SEP
$1.36M ﹤0.01%
29,891
-291
-1% -$12.8K
ELME
2067
Elme Communities
ELME
$145M
$1.35M ﹤0.01%
58,011
-23,947
-29% -$591K
HITK
2068
DELISTED
HI-TECH PHARMACAL INC
HITK
$1.35M ﹤0.01%
31,196
-1,829
-6% -$79K
KFRC icon
2069
Kforce
KFRC
$1.05B
$1.35M ﹤0.01%
+64,864
New +$1.25M
BRO icon
2070
Brown & Brown
BRO
$23.8B
$1.35M ﹤0.01%
85,978
+22,382
+35% +$355K
DAN icon
2071
Dana Inc
DAN
$2.94B
$1.35M ﹤0.01%
68,713
-92,034
-57% -$1.87M
SHOO icon
2072
Steven Madden
SHOO
$3.53B
$1.34M ﹤0.01%
55,118
+2,639
+5% +$64.2K
SITC icon
2073
SITE Centers
SITC
$164M
$1.34M ﹤0.01%
67,782
-45,195
-40% -$938K
GCO icon
2074
Genesco
GCO
$428M
$1.34M ﹤0.01%
18,373
+4,838
+36% +$338K
HOS
2075
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.34M ﹤0.01%
27,261
+6,996
+35% +$371K
81 82
83
84 85

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.