We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Las Vegas Sands
LVS
$29.9B
| $1.14M | ﹤0.01% |
17,080
-147,867
| -90% | -$8.57M |
|
2027
Badger Meter
BMI
$3.98B
| $1.13M | ﹤0.01% |
48,662
-982
| -2% | -$23.1K |
|
|
BSD
2028
DELISTED
The BlackRock Strategic Municipal Trust
BSD
| $1.13M | ﹤0.01% |
89,039
+25,923
| +41% | +$320K |
|
|
SI
2029
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
| $1.12M | ﹤0.01% |
9,325
+4,295
| +85% | +$478K |
|
|
CADE
2030
DELISTED
Cadence Bank
CADE
| $1.12M | ﹤0.01% |
56,310
-2,623
| -4% | -$51.5K |
|
|
CPWR
2031
CALL
DELISTED
COMPUWARE CORP
CPWR
| $1.12M | ﹤0.01% |
+104,100
| New | +$1.1M |
|
2032
LPL Financial
LPLA
$28.3B
| $1.12M | ﹤0.01% |
29,196
-34,677
| -54% | -$1.33M |
|
|
ACHN
2033
DELISTED
Achillion Pharmaceuticals
ACHN
| $1.12M | ﹤0.01% |
369,813
-129,591
| -26% | -$888K |
|
|
ARRS
2034
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $1.11M | ﹤0.01% |
65,211
+34,142
| +110% | +$542K |
|
|
HEP
2035
DELISTED
Holly Energy Partners, L.P.
HEP
| $1.11M | ﹤0.01% |
33,576
+14,481
| +76% | +$527K |
|
2036
Bank OZK
OZK
$5.63B
| $1.11M | ﹤0.01% |
46,166
-3,382
| -7% | -$79.5K |
|
2037
VanEck Agribusiness ETF
MOO
$974M
| $1.1M | ﹤0.01% |
21,507
-4,097
| -16% | -$210K |
|
|
DEL
2038
DELISTED
Deltic Timber
DEL
| $1.1M | ﹤0.01% |
16,906
+2,932
| +21% | +$185K |
|
2039
BlackRock Core Bond Trust
BHK
$660M
| $1.09M | ﹤0.01% |
84,109
-56,641
| -40% | -$720K |
|
|
RPT
2040
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $1.09M | ﹤0.01% |
70,949
+19,860
| +39% | +$305K |
|
|
GNT
2041
GAMCO Natural Resources, Gold & Income Trust
GNT
$142M
| $1.09M | ﹤0.01% |
97,322
-7,420
| -7% | -$85.4K |
|
2042
Standard Motor Products
SMP
$879M
| $1.09M | ﹤0.01% |
33,910
+2,443
| +8% | +$80.3K |
|
2043
Fidelity National Financial
FNF
$14.1B
| $1.09M | ﹤0.01% |
71,716
+21,927
| +44% | +$309K |
|
2044
Westlake Corp
WLK
$9.9B
| $1.09M | ﹤0.01% |
20,810
-522
| -2% | -$26.6K |
|
2045
Bankunited
BKU
$3.37B
| $1.09M | ﹤0.01% |
34,891
-277,266
| -89% | -$8.25M |
|
2046
Archrock
AROC
$5.85B
| $1.09M | ﹤0.01% |
39,400
+18,938
| +93% | +$554K |
|
|
NQI
2047
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
| $1.09M | ﹤0.01% |
88,386
-11,108
| -11% | -$135K |
|
2048
STMicroelectronics
STM
$47.5B
| $1.08M | ﹤0.01% |
117,798
-246,018
| -68% | -$2.19M |
|
|
PERY
2049
DELISTED
Perry Ellis International Inc
PERY
| $1.08M | ﹤0.01% |
57,429
+5,049
| +10% | +$98.9K |
|
2050
United Rentals
URI
$72.4B
| $1.07M | ﹤0.01% |
18,461
-4,727
| -20% | -$262K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.