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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Glacier Bancorp
GBCI
$6.32B
| $1.54M | ﹤0.01% |
51,764
+41,743
| +417% | +$1.17M |
|
|
PWRD
1977
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
| $1.54M | ﹤0.01% |
86,707
+64,097
| +283% | +$1.18M |
|
1978
Belden
BDC
$5.05B
| $1.54M | ﹤0.01% |
21,809
+16,261
| +293% | +$1.1M |
|
1979
ON Semiconductor
ON
$18.6B
| $1.53M | ﹤0.01% |
186,283
-160,965
| -46% | -$1.17M |
|
|
EIV
1980
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $1.53M | ﹤0.01% |
139,443
+22,761
| +20% | +$247K |
|
1981
Consolidated Water Co
CWCO
$479M
| $1.53M | ﹤0.01% |
108,691
+7,107
| +7% | +$100K |
|
|
LKM
1982
DELISTED
Link Motion Inc.
LKM
| $1.53M | ﹤0.01% |
104,097
+88,174
| +554% | +$1.31M |
|
1983
Canadian Pacific Kansas City
CP
$79.3B
| $1.53M | ﹤0.01% |
50,560
-38,550
| -43% | -$1.11M |
|
|
CODE
1984
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
| $1.53M | ﹤0.01% |
110,134
+6,950
| +7% | +$85.1K |
|
|
LVNTA
1985
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
| $1.53M | ﹤0.01% |
50,728
-126,464
| -71% | -$3.4M |
|
|
HCR
1986
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $1.53M | ﹤0.01% |
40,166
+16,042
| +66% | +$506K |
|
1987
Bank of Hawaii
BOH
$3.12B
| $1.52M | ﹤0.01% |
25,764
+3,297
| +15% | +$190K |
|
1988
Crane NXT
CXT
$3.13B
| $1.52M | ﹤0.01% |
65,186
+5,712
| +10% | +$125K |
|
1989
Old National Bancorp
ONB
$10.2B
| $1.52M | ﹤0.01% |
98,886
-109,152
| -52% | -$1.63M |
|
|
FRC
1990
DELISTED
First Republic Bank
FRC
| $1.52M | ﹤0.01% |
29,035
+9,410
| +48% | +$471K |
|
1991
Hawkins
HWKN
$2.71B
| $1.52M | ﹤0.01% |
81,682
-36,244
| -31% | -$664K |
|
|
DANG
1992
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
| $1.52M | ﹤0.01% |
159,007
+79,265
| +99% | +$752K |
|
|
SHYF
1993
DELISTED
The Shyft Group
SHYF
| $1.52M | ﹤0.01% |
226,356
+20,310
| +10% | +$133K |
|
1994
Rio Tinto
RIO
$162B
| $1.52M | ﹤0.01% |
26,870
-3,960
| -13% | -$206K |
|
1995
Ternium
TX
$10.2B
| $1.51M | ﹤0.01% |
48,408
+24,005
| +98% | +$658K |
|
1996
Regal Rexnord
RRX
$11.9B
| $1.51M | ﹤0.01% |
+20,419
| New | +$1.48M |
|
1997
National Fuel Gas
NFG
$7.66B
| $1.5M | ﹤0.01% |
21,044
-4,828
| -19% | -$335K |
|
|
BPFH
1998
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $1.5M | ﹤0.01% |
119,065
+58,401
| +96% | +$677K |
|
|
LRE
1999
DELISTED
LRR ENERGY LP
LRE
| $1.5M | ﹤0.01% |
88,124
-5,205
| -6% | -$86.4K |
|
2000
Bloomin' Brands
BLMN
$931M
| $1.5M | ﹤0.01% |
62,227
+6,149
| +11% | +$148K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.