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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
176
DELISTED
SVB Financial Group
SIVB
$43.5M 0.13%
415,044
-4,077
-1% -$399K
GXP
177
DELISTED
Great Plains Energy Incorporated
GXP
$43.4M 0.13%
1,790,192
+71,147
+4% +$1.68M
ALL icon
178
Allstate
ALL
$68.3B
$43.3M 0.13%
794,015
+29,638
+4% +$1.58M
GM icon
179
General Motors
GM
$80B
$43.3M 0.13%
1,059,333
+345,921
+48% +$13.1M
PPLI
180
People Inc
PPLI
$3.08B
$43.2M 0.13%
3,518,734
+2,109,844
+150% +$21.8M
GNTX icon
181
Gentex
GNTX
$5.03B
$43.1M 0.13%
2,610,702
-247,370
-9% -$3.62M
RSG icon
182
Republic Services
RSG
$65B
$42.8M 0.13%
1,289,282
+395,452
+44% +$13.4M
VFC icon
183
VF Corp
VFC
$5.88B
$42.7M 0.13%
727,649
+184,729
+34% +$9.63M
PPG icon
184
PPG Industries
PPG
$24.9B
$42.7M 0.13%
449,846
+33,094
+8% +$2.98M
APA icon
185
APA Corp
APA
$12.8B
$42.6M 0.13%
495,818
+95,195
+24% +$8.47M
WYNN icon
186
Wynn Resorts
WYNN
$10.5B
$42.6M 0.13%
219,235
+69,394
+46% +$11.8M
NEE icon
187
NextEra Energy
NEE
$183B
$42.5M 0.13%
1,987,352
-212,636
-10% -$4.48M
TFCFA
188
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$42.4M 0.13%
1,204,066
-62,938
-5% -$2.12M
HES
189
DELISTED
Hess
HES
$42.2M 0.13%
508,287
+3,672
+0.7% +$298K
ONIT
190
Onity Group
ONIT
$315M
$42.2M 0.13%
50,695
+922
+2% +$759K
ZOLT
191
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$41.5M 0.13%
2,477,771
-14,370
-0.6% -$240K
FL
192
DELISTED
Foot Locker
FL
$41.5M 0.13%
1,001,337
+606,124
+153% +$22.2M
HD icon
193
Home Depot
HD
$332B
$41.4M 0.13%
502,877
-15,280
-3% -$1.19M
DIS icon
194
Walt Disney
DIS
$167B
$41.2M 0.13%
539,536
+85,943
+19% +$5.95M
DUK icon
195
Duke Energy
DUK
$98.4B
$41M 0.12%
593,570
+119,810
+25% +$8.39M
OLN icon
196
Olin
OLN
$2.53B
$40.9M 0.12%
1,417,666
+763,332
+117% +$19M
MHFI
197
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$40.7M 0.12%
520,830
+67,665
+15% +$4.86M
HOLX
198
DELISTED
Hologic
HOLX
$40.1M 0.12%
1,796,081
+49,246
+3% +$1.09M
CMG icon
199
Chipotle Mexican Grill
CMG
$48.8B
$40M 0.12%
3,749,600
+1,916,450
+105% +$19.5M
JNK icon
200
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$39.6M 0.12%
325,752
-1,997
-0.6% -$242K
6 7
8
9 10

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.