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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYN
176
DELISTED
CITY NATIONAL CORPORATION
CYN
$34.8M 0.13%
522,302
-9,134
-2% -$618K
PPG icon
177
PPG Industries
PPG
$24.7B
$34.8M 0.13%
416,752
+32,192
+8% +$2.57M
HAL icon
178
Halliburton
HAL
$26.8B
$34.7M 0.12%
721,119
-112,289
-13% -$5.26M
ORCL icon
179
Oracle
ORCL
$370B
$34.7M 0.12%
1,046,128
-1,020,851
-49% -$33.1M
DLTR icon
180
Dollar Tree
DLTR
$24.6B
$34.7M 0.12%
606,796
+85,373
+16% +$4.61M
SLM icon
181
SLM Corp
SLM
$4.87B
$34.6M 0.12%
3,893,403
+432,378
+12% +$3.77M
ARE icon
182
Alexandria Real Estate Equities
ARE
$8.96B
$34.2M 0.12%
536,266
+523,988
+4,268% +$34.5M
ELV icon
183
Elevance Health
ELV
$81.9B
$34.2M 0.12%
408,911
+74,424
+22% +$6.38M
AMAT icon
184
Applied Materials
AMAT
$412B
$34.1M 0.12%
1,944,795
+285,675
+17% +$4.56M
APA icon
185
APA Corp
APA
$13B
$34.1M 0.12%
400,623
+66,479
+20% +$5.52M
EXC icon
186
Exelon
EXC
$47B
$34.1M 0.12%
1,611,459
+396,636
+33% +$8.68M
WELL icon
187
Welltower
WELL
$171B
$34M 0.12%
545,738
-19,602
-3% -$1.25M
KDP icon
188
Keurig Dr Pepper
KDP
$42.6B
$33.9M 0.12%
757,153
+218,697
+41% +$10.1M
ETR icon
189
Entergy
ETR
$50.6B
$33.8M 0.12%
1,070,284
-72,562
-6% -$2.41M
MCK icon
190
McKesson
MCK
$101B
$33.6M 0.12%
261,571
+73,969
+39% +$9.09M
BIDU icon
191
Baidu
BIDU
$37.4B
$33.4M 0.12%
215,371
+13,312
+7% +$1.72M
NKE icon
192
Nike
NKE
$61.8B
$33.4M 0.12%
918,544
+15,486
+2% +$506K
LUV icon
193
Southwest Airlines
LUV
$22.1B
$33.2M 0.12%
2,277,121
+484,765
+27% +$6.6M
DFS
194
DELISTED
Discover Financial Services
DFS
$33M 0.12%
653,675
+104,235
+19% +$5.21M
ADM icon
195
Archer Daniels Midland
ADM
$38.5B
$33M 0.12%
894,888
+110,880
+14% +$4.04M
EOG icon
196
EOG Resources
EOG
$78.2B
$32.9M 0.12%
389,094
+109,504
+39% +$8.5M
BAX icon
197
Baxter International
BAX
$13.5B
$32.7M 0.12%
916,019
+241,061
+36% +$9.36M
TGT icon
198
Target
TGT
$65.3B
$32.5M 0.12%
507,588
+169,094
+50% +$11.5M
USB icon
199
US Bancorp
USB
$98.4B
$32.4M 0.12%
886,643
-174,254
-16% -$6.45M
WDC icon
200
Western Digital
WDC
$191B
$32.4M 0.12%
676,270
+29,254
+5% +$1.44M
6 7
8
9 10

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.