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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
| $1.59M | ﹤0.01% |
62,049
-39,297
| -39% | -$1.01M |
|
|
CYT
1952
DELISTED
CYTEC INDS INC
CYT
| $1.59M | ﹤0.01% |
34,188
-47,080
| -58% | -$2.04M |
|
|
VGR
1953
DELISTED
Vector Group Ltd.
VGR
| $1.59M | ﹤0.01% |
183,625
+16,150
| +10% | +$139K |
|
|
TRNX
1954
DELISTED
TORNIER N V SHARES (NLD)
TRNX
| $1.58M | ﹤0.01% |
+84,291
| New | +$1.59M |
|
|
CEQP
1955
DELISTED
Crestwood Equity Partners LP
CEQP
| $1.58M | ﹤0.01% |
11,452
-4,591
| -29% | -$656K |
|
|
MHF
1956
Western Asset Municipal High Income Fund
MHF
$154M
| $1.58M | ﹤0.01% |
234,899
+103,548
| +79% | +$697K |
|
1957
Prudential
PUK
$34.7B
| $1.58M | ﹤0.01% |
+36,227
| New | +$1.44M |
|
|
HTO
1958
H2O America
HTO
$2.59B
| $1.58M | ﹤0.01% |
53,097
+3,009
| +6% | +$85K |
|
|
DSM
1959
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
| $1.58M | ﹤0.01% |
212,852
-54,348
| -20% | -$404K |
|
1960
MGM Resorts International
MGM
$11.4B
| $1.58M | ﹤0.01% |
67,201
-394,848
| -85% | -$8.05M |
|
1961
Energy Transfer Partners
ET
$71.2B
| $1.58M | ﹤0.01% |
77,228
-2,328
| -3% | -$41.9K |
|
|
CHA
1962
DELISTED
China Telecom Corporation, LTD
CHA
| $1.58M | ﹤0.01% |
31,197
-33,609
| -52% | -$1.74M |
|
|
AXE
1963
DELISTED
Anixter International Inc
AXE
| $1.57M | ﹤0.01% |
17,518
-3,892
| -18% | -$338K |
|
1964
Fulton Financial
FULT
$4.67B
| $1.57M | ﹤0.01% |
120,108
+43,899
| +58% | +$548K |
|
1965
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
| $1.57M | ﹤0.01% |
30,000
-54,600
| -65% | -$2.68M |
|
1966
Artivion
AORT
$1.29B
| $1.56M | ﹤0.01% |
+141,137
| New | +$1.33M |
|
1967
Hexcel
HXL
$7.79B
| $1.56M | ﹤0.01% |
34,992
+14,074
| +67% | +$595K |
|
|
MRC
1968
DELISTED
MRC Global
MRC
| $1.56M | ﹤0.01% |
48,333
+20,981
| +77% | +$631K |
|
1969
Meritage Homes
MTH
$4.71B
| $1.56M | ﹤0.01% |
64,948
+24,368
| +60% | +$528K |
|
|
PRSU
1970
Pursuit Attractions and Hospitality Inc
PRSU
$1.31B
| $1.56M | ﹤0.01% |
59,542
+22,250
| +60% | +$531K |
|
|
AIRM
1971
DELISTED
Air Methods Corp
AIRM
| $1.55M | ﹤0.01% |
26,621
+3,353
| +14% | +$167K |
|
|
BFY
1972
DELISTED
BlackRock New York Municipal Income Trust II
BFY
| $1.55M | ﹤0.01% |
122,644
-12,003
| -9% | -$152K |
|
|
CAA
1973
DELISTED
CalAtlantic Group, Inc.
CAA
| $1.55M | ﹤0.01% |
34,238
+19,568
| +133% | +$779K |
|
1974
Stratasys
SSYS
$760M
| $1.55M | ﹤0.01% |
11,473
-25,709
| -69% | -$2.97M |
|
1975
Las Vegas Sands
LVS
$29.9B
| $1.54M | ﹤0.01% |
19,568
+2,488
| +15% | +$179K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.