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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTSI
1876
DELISTED
DTS, Inc.
DTSI
$1.68M ﹤0.01%
+54,648
New +$1.64M
LDL
1877
DELISTED
Lydall, Inc.
LDL
$1.68M ﹤0.01%
+51,169
New +$1.48M
OMG
1878
DELISTED
OM GROUP INC.
OMG
$1.68M ﹤0.01%
56,306
+38,655
+219% +$1.02M
STMP
1879
DELISTED
Stamps.com, Inc.
STMP
$1.68M ﹤0.01%
34,966
+15,069
+76% +$629K
KEX icon
1880
Kirby Corp
KEX
$6.97B
$1.68M ﹤0.01%
20,758
-160,827
-89% -$15.9M
TWI icon
1881
Titan International
TWI
$478M
$1.67M ﹤0.01%
157,436
+31,813
+25% +$327K
XOOM
1882
DELISTED
XOOM CORP COM
XOOM
$1.66M ﹤0.01%
94,969
+18,767
+25% +$312K
KHI
1883
DELISTED
Deutsche High Income Trust
KHI
$1.66M ﹤0.01%
189,575
-4,704
-2% -$41.6K
IRBT
1884
DELISTED
iRobot
IRBT
$1.66M ﹤0.01%
47,751
-6,741
-12% -$231K
IBA
1885
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$1.65M ﹤0.01%
33,125
+3,062
+10% +$172K
BSFT
1886
DELISTED
BroadSoft, Inc.
BSFT
$1.65M ﹤0.01%
+56,872
New +$1.44M
NPI
1887
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$1.65M ﹤0.01%
119,131
-96
-0.1% -$1.32K
TLMR
1888
DELISTED
TALMER BANCORP INC (MI)
TLMR
$1.65M ﹤0.01%
117,352
+2,066
+2% +$28.9K
DST
1889
DELISTED
DST Systems Inc.
DST
$1.65M ﹤0.01%
34,978
-15,220
-30% -$712K
HR
1890
DELISTED
Healthcare Realty Trust Incorporated
HR
$1.65M ﹤0.01%
60,262
+24,930
+71% +$649K
SHLM
1891
DELISTED
Schulman (A.) Inc
SHLM
$1.65M ﹤0.01%
40,591
-10,617
-21% -$384K
BKMU
1892
DELISTED
Bank Mutual Corp
BKMU
$1.65M ﹤0.01%
+239,829
New +$1.55M
HF
1893
DELISTED
HFF Inc.
HF
$1.64M ﹤0.01%
45,781
+4,980
+12% +$162K
CBL
1894
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.64M ﹤0.01%
84,488
-4,524
-5% -$85.2K
APOG icon
1895
Apogee Enterprises
APOG
$912M
$1.64M ﹤0.01%
38,686
+25,936
+203% +$1.11M
TTI icon
1896
TETRA Technologies
TTI
$1.28B
$1.64M ﹤0.01%
245,002
+230,300
+1,566% +$1.84M
EXXI
1897
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1.64M ﹤0.01%
502,030
-216,585
-30% -$1.32M
JNS
1898
DELISTED
Janus Capital Group Inc
JNS
$1.64M ﹤0.01%
101,391
-56,228
-36% -$845K
MWW
1899
DELISTED
Monster Worldwide Inc
MWW
$1.64M ﹤0.01%
353,969
+52,227
+17% +$230K
EVJ
1900
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.63M ﹤0.01%
133,039
+1,173
+0.9% +$14.5K
74 75
76
77 78

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.