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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDSO
1851
DELISTED
Medidata Solutions, Inc.
MDSO
$1.84M 0.01%
33,950
+2,212
+7% +$135K
PWRD
1852
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$1.84M 0.01%
89,216
+2,509
+3% +$52.1K
GRPN icon
1853
Groupon
GRPN
$954M
$1.84M 0.01%
11,738
+917
+8% +$178K
FCE.A
1854
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.84M 0.01%
96,161
+22,460
+30% +$424K
FRT icon
1855
Federal Realty Investment Trust
FRT
$10.3B
$1.84M 0.01%
16,010
+7,502
+88% +$820K
NEWP
1856
DELISTED
NEWPORT CORP
NEWP
$1.83M 0.01%
88,629
-727
-0.8% -$14.1K
AAL icon
1857
CALL
American Airlines Group
AAL
$10.6B
$1.83M 0.01%
50,000
-131,600
-72% -$4.48M
RAX
1858
DELISTED
Rackspace Hosting Inc
RAX
$1.83M 0.01%
55,712
+29,879
+116% +$1.07M
ARLP icon
1859
Alliance Resource Partners
ARLP
$3.17B
$1.82M 0.01%
43,296
-42,272
-49% -$1.71M
CALM icon
1860
Cal-Maine
CALM
$4B
$1.82M 0.01%
57,948
-3,114
-5% -$85K
EOT
1861
Eaton Vance National Municipal Opportunities Trust
EOT
$275M
$1.81M 0.01%
93,327
+21,261
+30% +$408K
TRNX
1862
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$1.81M 0.01%
85,237
+946
+1% +$18.4K
DCM
1863
DELISTED
NTT DOCOMO, Inc.
DCM
$1.81M 0.01%
114,755
+73,890
+181% +$1.19M
VRTS icon
1864
Virtus Investment Partners
VRTS
$1.11B
$1.8M 0.01%
10,426
-9,316
-47% -$1.72M
RWX icon
1865
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$1.8M 0.01%
43,803
+20,424
+87% +$830K
MDP
1866
DELISTED
Meredith Corporation
MDP
$1.8M 0.01%
38,674
-2,925
-7% -$134K
Y
1867
DELISTED
Alleghany Corp
Y
$1.79M 0.01%
4,406
-42,396
-91% -$16.4M
SPB icon
1868
Spectrum Brands
SPB
$2.07B
$1.79M 0.01%
22,516
-12,069
-35% -$904K
HCI icon
1869
HCI Group
HCI
$2.44B
$1.79M 0.01%
49,259
-17,849
-27% -$782K
TIF
1870
CALL
DELISTED
Tiffany & Co.
TIF
$1.79M 0.01%
+20,800
New +$1.85M
PNI
1871
PIMCO New York Municipal Income Fund II
PNI
$77.6M
$1.79M 0.01%
157,739
+15,470
+11% +$171K
AENZ
1872
DELISTED
Aenza S.A.A.
AENZ
$1.79M 0.01%
34,564
-2,903
-8% -$172K
MW
1873
DELISTED
THE MENS WAREHOUSE INC
MW
$1.79M 0.01%
36,498
+27,532
+307% +$1.37M
ININ
1874
DELISTED
Interactive Intelligence Group, inc.
ININ
$1.79M 0.01%
24,642
-9,524
-28% -$703K
DAKT icon
1875
Daktronics
DAKT
$1.03B
$1.79M 0.01%
124,108
-19,089
-13% -$274K
73 74
75
76 77

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.